Donald P. Rogers
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Paul Rogers, who also goes by Don Rogers, Donald Rogers, was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 2010. Donald had worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 18, 2017 - July 1, 2021
WALNUT CREEK WEALTH MANAGEMENT
June 1, 2011 - July 2, 2021
CETERA WEALTH SERVICES, LLC
May 31, 2011 - July 2, 2021
CETERA WEALTH SERVICES, LLC
June 18, 2010 - May 9, 2011
NATIONAL PLANNING CORPORATION
February 15, 2010 - May 9, 2011
NATIONAL PLANNING CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
WALNUT CREEK WEALTH MANAGEMENT
CRD#: 288440 / SEC#: 801-110685
Contact information
Red Flags
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