Randall L. Simkins

OSAIC WEALTH

Helena, MT 59601

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CRD#: 2865310

Professional summary

Randall Leslie Simkins, who also goes by Randy Leslie Simkins, Randy Simkins, is a registered financial advisor currently at OSAIC WEALTH, INC. located in Helena, Montana.

Randall is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Randall has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Randy Leslie Simkins | Randy Simkins

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. RANDY SIMKINS, INVESTMENT RELATED, 29 DISCOVERY DRIVE, BUTTE, MT 59701. OWNER, SINCE 1/12/2000, 10 HRS/MTH, 5 HRS/DST. INSURANCE - PROVIDE LIFE INSURANCE AND FIXED ANNUITIES TO CLIENTS. 2. OSAIC WEALTH, INC., INVESTMENT RELATED, 29 DISCOVERY DRIVE, BUTTE, MT 59701. OWNER, SINCE 1/1/2003, 20 HRS/MTH, 10 HRS/DST. CORPORATE REGISTERED INVESTMENT ADVISOR - PROVIDE INVESTMENT ADVISORY SERVICES TO CLIENTS USING V2020 ADVISOR. 3. SCRATCH GOLF LLC POSITION: owner NATURE: Scratch Golf LLC was created to purchase a building for business use with Rick Lyons CPA. I am a 50\50 partner in the LLC that owns the building INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2011 ADDRESS: 29 Discovery Drive, Butte MT 59701, United States DESCRIPTION: Review insurance, routine maintenance and pay mortgage 4. LONE PEAK HOLDINGS, INC POSITION: Landlord NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/05/2017 ADDRESS: 1246 W Silver, Butte MT 59701-3124, United States DESCRIPTION: Collect rent and upkeep of property 5. LONE PEAK HOLDINGS, INC POSITION: Landlord NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/18/2017 ADDRESS: 1991 Shoshone Condominum, Big Sky MT 59716, United States DESCRIPTION: Started renting our condo unit in Big Sky Resort.Hired Vacasa Inc as a property managementfirm to book reservations and customary up keep of teh unit.My duties woudl involve talking to Vacasa briefly every month for an update. 6. LONE PEAK HOLDINGS, INC POSITION: President NATURE: S Corporation THis corporation was established to reduce tax liability INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2017 ADDRESS: 29 Discovery Drive, Butte MT 59701, United States; DESCRIPTION: Ensure bills are paid 7. SUMMIT FINANCIAL ADVISORS POSITION: owner NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 01/12/2000 ADDRESS: 29 Discovery Drive, Butte MT 59701, United States DESCRIPTION: Provide life insurance and fixed annuities to clients 8. ROC PILE LLC POSITION: member NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/22/2021 ADDRESS: 29 Discover Drive, Butte MT 59701, United States DESCRIPTION: I will be purchasing vans and leasing to company. I will be a passive investor

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Randall Leslie Simkins's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Randall Leslie Simkins's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 3, 2003 - Present

OSAIC WEALTH, INC.

Office #1: 3241 Colonial Drive Suite 206, Helena, MT 59601Office #2: 29 Discovery Drive, Butte, MT 59701

RIA

CRD#: 23131

Helena, MT

Current

August 16, 1999 - Present

OSAIC WEALTH, INC.

Office #1: 3241 Colonial Drive Suite 206, Helena, MT 59601Office #2: 29 Discovery Drive, Butte, MT 59701

RIA

CRD#: 23131

Helena, MT

Past

September 29, 2003 - December 7, 2009

APEX ADVISORY SERVICES, INC.

RIA

CRD#: 120503

BILLINGS, MT

Past

April 21, 1997 - August 17, 1999

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alaska
(3/6/2007)

IAR

Alaska
(1/31/2012)

Arizona
(10/25/2010)

California
(8/7/2006)

Colorado
(1/8/2021)

District of Columbia
(8/26/2015)

Florida
(11/2/2022)

Idaho
(9/2/2005)

Montana
(8/16/1999)

IAR

Montana
(9/3/2003)

Nevada
(7/18/2013)

Oregon
(9/28/2000)

Texas
(10/19/2015)

IAR

Texas
(10/22/2025)

Utah
(2/20/2025)

Washington
(9/27/2000)

Wyoming
(10/8/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/24/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/21/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/18/1997

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Mailing Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Phone number

(800) 821-5100

Established

Delaware since 08/05/1988

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

8,717

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

OSAIC WEALTH, INC ADV PART 2A (10/20/2025)

SIGNATOR MANAGED ACCOUNT PLATFORM (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
OSAIC, INC.	SHAREHOLDER
CORNICK, GREGORY ALLEN	CEO, PRESIDENT, DIRECTOR	3132991
FORD, ERINN JUNE	DIRECTOR	2176816
MIHAL, SHAWN MICHAEL	SVP, CHIEF COMPLIANCE OFFICER	3262384
MITCHELL, CHRISTOPHER MILLS	CORPORATE TREASURER, FINANCIAL PRINCIPAL	2420144
PRICE, JAMES DALE	CHAIRMAN	1243224
SCHLUETER, MATTHEW ADAM	EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR	2627931

Regulatory assets under management

Total Number of Accounts	797,559
AUM (Assets Under Management)	$ 200,266,275,275

Disclosures

Regulatory Event	50
Arbitration	31
Bond	7

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/14/2025	Cover Page	Report
12/18/2024	Cover Page	Report
01/26/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Randall L. Simkins

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Randall Leslie Simkins's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Randall Leslie Simkins's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

APEX ADVISORY SERVICES, INC.

EDWARD JONES

Primary Firm SEC Registration

OSAIC WEALTH, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/24/2001

Series 63

Date: 4/21/1997

SIE

Date: 10/1/2018

Series 7

Date: 4/18/1997

FINRA

Current Firm

OSAIC WEALTH, INC.

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

OSAIC WEALTH, INC.

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