AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why Advisor Check
GO

Gregory F. O'hara

LOOMIS SAYLES DISTRIBUTORS, L.P.
Orinda, CA 94563
Some features on this profile are disabled
CRD#: 2865287
GO

Professional summary


Gregory Francis O'hara, who also goes by Gregory Francis Ohara, is a registered financial professional currently at LOOMIS SAYLES DISTRIBUTORS, L.P. located in Orinda, California.

Gregory is registered as a RR (Registered Representative) and started their career in finance in 2003. Gregory has worked at 1 firm and has passed the Series 63, SIE, Series 3 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Gregory Francis Ohara

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Gregory Francis O'hara's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

February 26, 2003 - Present

LOOMIS SAYLES DISTRIBUTORS, L.P.

Office #1: Suite 200-a 4 Orinda Way, Orinda, CA 94563
BD
CRD#: 41795
Orinda, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alaska
(9/1/2004)
RR
Arizona
(9/1/2004)
RR
California
(2/26/2003)
RR
Colorado
(9/1/2004)
RR
Hawaii
(9/1/2004)
RR
Idaho
(9/1/2004)
RR
Montana
(9/1/2004)
RR
Nebraska
(9/1/2004)
RR
Nevada
(2/26/2003)
RR
New Mexico
(9/1/2004)
RR
North Dakota
(9/1/2004)
RR
Oklahoma
(9/1/2004)
RR
Oregon
(2/26/2003)
RR
South Dakota
(9/1/2004)
RR
Texas
(9/1/2004)
RR
Utah
(9/1/2004)
RR
Washington
(2/26/2003)
RR
Wyoming
(9/1/2004)

Exams


State Security Law Exam
RR
Series 63
Date: 1/2/2003
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


LS
LOOMIS SAYLES DISTRIBUTORS, L.P.
LOOMIS SAYLES DISTRIBUTORS, L.P.

CRD#: 41795 / SEC#: , 8-49575

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information


Main Address
One Financial Center, Boston, MA 02111
Mailing Address
One Financial Center, Boston, MA 02111-2620
Phone number
(617) 482-2450
Established
Delaware since 07/25/1996
Firm type
Partnership
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
LOOMIS SAYLES & COMPANY, L.P.LIMITED PARTNER OF REGISTRANT AND 100% OWNER OF GENERAL PARTNER
KLOCEK, JOHN FRANCISVICE PRESIDENT, CHIEF COMPLIANCE OFFICER6256015
LEGER, MAURICE PAULPRESIDENT4575004
LOOMIS SAYLES DISTRIBUTORS, INC.SOLE GENERAL PARTNER
MCCARTHY, MARYVP, SECRETARY
O'CONNOR, OLGA A.VICE PRESIDENT, TREASURER, PRINCIPAL FINANCIAL OFFICER, FINANCIAL OPERATIONS PRINCIPAL7436902

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


LOOMIS SAYLES DISTRIBUTORS, L.P.

CRD#: 41795Orinda, CA 94563

TRUST BUT VERIFY

Monitor Gregory O'hara

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


John Israel
John IsraelAdvisorCheck Check Mark
STRATEGIC ADVISERS LLC
IAR
RR
SAN RAMON, CA
Jason Michael Cooke
Jason CookeAdvisorCheck Check Mark
EDELMAN FINANCIAL ENGINES
IAR
DANVILLE, CA
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics