Kent F. Krause
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kent Frederick Krause, who also goes by Kent F Krause, was a registered financial professional .
Kent is a previously registered financial professional and started their career in finance in 1997. Kent had worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 25, 2014 - July 30, 2026
L&L FINANCIAL SERVICES, LLP
June 28, 2012 - July 16, 2014
OSAIC SERVICES, INC.
October 31, 2005 - July 16, 2014
OSAIC SERVICES, INC.
January 5, 2005 - November 1, 2012
WEALTH MANAGEMENT CONSULTANTS, LLC
April 27, 1998 - October 31, 2005
SUNAMERICA SECURITIES, INC.
May 9, 1997 - April 27, 1998
IDS LIFE INSURANCE COMPANY
May 9, 1997 - April 27, 1998
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
L&L FINANCIAL SERVICES, LLP
CRD#: 116243 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 31 |
| AUM (Assets Under Management) | $ 9,500,000 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
