Michelle R. Miller
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michelle Rene Miller, who also goes by Michelle Rene Brantley, Michelle Brantley, was a registered financial professional .
Michelle is a previously registered financial professional and started their career in finance in 1998. Michelle had worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 12, 2018 - April 17, 2019
MERRIMAN
July 22, 2013 - October 6, 2015
RAYMOND JAMES FINANCIAL SERVICES, INC.
January 8, 2002 - May 28, 2003
RAYMOND JAMES FINANCIAL SERVICES, INC.
May 29, 1998 - April 30, 2001
RAYMOND JAMES FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MERRIMAN
CRD#: 166580 / SEC#: 801-77544
Contact information
Regulatory assets under management
| Total Number of Accounts | 2,370 |
| AUM (Assets Under Management) | $ 3,605,822,320 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/07/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
