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Dirk Thomas Saurbier

CRD# 2864583·Registered 1999 - 2020
Previously Registered: Being a previously registered professional could mean that Dirk is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Dirk Thomas Saurbier, who also goes by Dirk Saurbier, was a registered financial advisor. Dirk was a previously registered financial professional and started their career in finance 1999 - 2020. Dirk had worked at 3 firms and has passed the Series 66, Series 7 and Series 3 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Dirk Saurbier

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

29 years in the financial services industry

Current & Past Employments

IRONBEAR WEALTH MANAGEMENT·CRD# 164434
RIA
Naples, FL
August 7, 2012 - August 28, 2020
RAYMOND JAMES & ASSOCIATES, INC.·CRD# 705
RIA
Naples, FL
November 10, 2009 - November 29, 2011
RAYMOND JAMES & ASSOCIATES, INC.·CRD# 705
BD
Naples, FL
August 21, 2009 - November 29, 2011
LEGG MASON WOOD WALKER, INCORPORATED·CRD# 6555
BD
Baltimore, MD
January 31, 2002 - December 6, 2002
RAYMOND JAMES & ASSOCIATES, INC.·CRD# 705
BD
St. Petersburg, FL
January 13, 1999 - February 5, 2002

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Current Firm

IW
IRONBEAR WEALTH MANAGEMENT

IRONBEAR WEALTH MANAGEMENT | SAURBIER, DIRK, THOMAS

CRD#: 164434

Contact Information

Main Address

Naples, FL

Documents

Latest Form ADV

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Sep 2009About the Series 66 exam

Series 7 — General Securities Representative Examination

Passed Aug 2009About the Series 7 exam

Series 3 — National Commodity Futures Examination

Passed Feb 1997About the Series 3 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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