Shane Andrew Squibb
CFP®Professional Summary
Shane Andrew Squibb, CFP® is a registered financial advisor currently at MODERN FINANCIAL located in Monument, Colorado. Shane is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Shane has worked at 6 firms and has passed the Series 63, Series 65, SIE, Series 6 and Series 26 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Services Offered
- Comprehensive Financial Planning
- Insurance Planning
- Retirement Income Management
- Debt Management
- Investment Planning
- Retirement Planning
- Education Planning
- Employee and Employer Plan Benefits
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
xxxxx@xxxx.xxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
29 years in the financial services industry
Current & Past Employments
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Current Firm
MODERN FINANCIAL | MODERN FINANCIAL ASSET MANAGEMENT, LLC
Contact Information
Main Address
16055 Old Forest Pt Suite 130-a, Monument, CO 80132Phone Number
(808) 341-0103# of Employees
3Documents
Regulatory Assets Under Management
Total Number of Accounts
348AUM (Assets Under Management)
$35,047,422Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(1/19/2022)
(2/15/2024)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Dec 2013About the Series 6 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed May 2014About the Series 26 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Shane Andrew Squibb's CRS (Customer Relationship Summary).
Services Offered by Shane
- Comprehensive Financial Planning
- Insurance Planning
- Retirement Income Management
- Debt Management
- Investment Planning
- Retirement Planning
- Education Planning
- Employee and Employer Plan Benefits
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