Victoria L. Woods

CHAPPELWOOD FINANCIAL SERVICES

EDMOND, OK 73013

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CRD#: 2864248

Professional summary

Victoria Lynn Woods, who also goes by VIcky Woods, is a registered financial advisor currently at CHAPPELWOOD FINANCIAL SERVICES located in Edmond, Oklahoma.

Victoria is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Victoria has worked at 6 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Vicky Woods

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

President of ChappelWood Investment Corp. (CWI), which owns several properties including the two buildings where ChappelWood Financial Services offices. It is not directly involved in the securities business. CWI is a real estate development and holding company. Ms. Woods devotes less than 2% (approx. 4 hours) each month of her professional time to her capacities at CWI. All of this time is spent outside of normal securities trading hours. Address of CWI is 1725 E. 15th, Edmond, OK 73013. Start date of this relationship is 2000. In this role, Ms. Woods oversees all expenses and relationships related to the maintenance and leasing of office space.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Victoria Lynn Woods's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 4, 2005 - Present

CHAPPELWOOD FINANCIAL SERVICES

Office #1: 1725 E 15th Street, Edmond, OK 73013

RIA

CRD#: 134318

EDMOND, OK

Past

October 31, 2005 - January 8, 2007

OSAIC SERVICES, INC.

CRD#: 133763

EDMOND, OK

Past

February 14, 2003 - October 31, 2005

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Past

March 25, 2002 - February 6, 2003

CETERA WEALTH SERVICES, LLC

CRD#: 13572

EL SEGUNDO, CA

Past

January 14, 2000 - February 13, 2002

USALLIANZ SECURITIES, INC.

CRD#: 40875

MINNEAPOLIS, MN

Past

March 27, 1997 - December 31, 1999

LEGACY FINANCIAL SERVICES, INC.

CRD#: 38697

PETALUMA, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oklahoma
(3/4/2005)

IAR

Texas
(6/12/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/31/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/10/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 3/26/1997

Investment Company Products/Variable Contracts Representative Examination

Current Firm

CHAPPELWOOD FINANCIAL SERVICES

CHAPPELWOOD FINANCIAL SERVICES | CHAPPELWOOD INVESTMENT CORPORATION | CHAPPELWOOD FINANCIAL SERVICES CORP.

CRD#: 134318 / SEC#:

Oklahoma

Registered Investment Advisory firm - (3/4/2005 Approved)

Texas

Registered Investment Advisory firm - (6/12/2019 Approved)

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Contact information

Main Address

Financial District Of Oklahoma 1725 E 15th Street, Edmond, OK 73013

Mailing Address

Phone number

(405) 348-0909

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	662
AUM (Assets Under Management)	$ 98,321,348

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Victoria L. Woods

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Victoria Lynn Woods's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHAPPELWOOD FINANCIAL SERVICES

OSAIC SERVICES, INC.

SUNAMERICA SECURITIES, INC.

CETERA WEALTH SERVICES, LLC

USALLIANZ SECURITIES, INC.

LEGACY FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/31/2004

Series 63

Date: 4/10/1997

Series 6

Date: 3/26/1997

Current Firm

CHAPPELWOOD FINANCIAL SERVICES

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CHAPPELWOOD FINANCIAL SERVICES

TRUST BUT VERIFY

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