Adam A. Stanley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Adam Andrew Stanley was a registered financial professional .
Adam is a previously registered financial professional and started their career in finance in 1997. Adam had worked at 6 firms and has passed the Series 66, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 1, 2015 - December 31, 2016
STANLEY ADVISORS
November 3, 2010 - December 31, 2014
STANLEY ADVISORS
March 24, 2010 - June 7, 2012
HM CAPITAL MANAGEMENT, LLC
August 1, 2006 - December 31, 2009
CBIZ FINANCIAL SOLUTIONS, INC.
July 11, 2006 - December 31, 2009
CBIZ FINANCIAL SOLUTIONS, INC.
March 15, 2002 - January 24, 2005
NATIONAL PLANNING CORPORATION
February 18, 2000 - September 12, 2000
PRUCO SECURITIES, LLC.
March 21, 1997 - August 29, 1997
DST SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
STANLEY ADVISORS
CRD#: 154548 / SEC#:
Contact information
Red Flags
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