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CS

Calvin M. Spranger

BADGLEY PHELPS WEALTH MANAGERS
Seattle, WA 98101
Some features on this profile are disabled
CRD#: 2864054
CS

Professional summary


Calvin Mandel Spranger, who also goes by Cal Spranger, is a registered financial advisor currently at BADGLEY PHELPS WEALTH MANAGERS located in Seattle, Washington.

Calvin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Calvin has worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 52 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Cal Spranger

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Calvin Mandel Spranger's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

August 2, 2021 - Present

BADGLEY PHELPS WEALTH MANAGERS

Office #1: 1420 Fifth Avenue Suite 3200, Seattle, WA 98101
RIA
CRD#: 315440
Seattle, WA
Past

October 28, 2002 - May 30, 2007

RAFFERTY CAPITAL MARKETS, LLC

BD
CRD#: 23682
GARDEN CITY, NY
Past

January 22, 2002 - August 1, 2021

BADGLEY PHELPS WEALTH MANAGERS

RIA
CRD#: 108392
SEATTLE, WA
Past

March 2, 1998 - October 16, 2000

RBC CAPITAL MARKETS, LLC

BD
CRD#: 31194
NEW YORK, NY
Past

February 12, 1998 - March 2, 1998

DAIN RAUSCHER INCORPORATED

BD
CRD#: 7600
Past

March 31, 1997 - January 22, 1998

AMERIPRISE ADVISOR SERVICES, INC.

BD
CRD#: 5979
DETROIT, MI

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BP
BADGLEY PHELPS WEALTH MANAGERS
BADGLEY PHELPS WEALTH MANAGERS | BADGLEY PHELPS WEALTH MANAGERS, LLC

CRD#: 315440 / SEC#: 801-121830

RIA
Registered Investment Advisory firm - (7/26/2021 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Washington
(8/2/2021)

Exams


State Security Law Exam
IAR
Series 65
Date: 12/11/2001
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


BP
BADGLEY PHELPS WEALTH MANAGERS
BADGLEY PHELPS WEALTH MANAGERS | BADGLEY PHELPS WEALTH MANAGERS, LLC

CRD#: 315440 / SEC#: 801-121830

RIA
Registered Investment Advisory firm - (7/26/2021 Approved)
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Contact information


Main Address
1420 Fifth Avenue Suite 3200, Seattle, WA 98101
Mailing Address
Phone number
(206) 623-6172
Established
Firm type
Fiscal year end
# of Employees
43

SEC notice filing (26 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

BADGLEY PHELPS WEALTH MANAGERS, LLC PART 2A BROCHURE 03/29/2025 (3/28/2025)

Regulatory assets under management


Total Number of Accounts2,875
AUM (Assets Under Management)$ 5,902,779,678

Accountant surprise examination report


Filing DateForm ADV-E CoverForm ADV-E Report
08/27/2025
Cover Page
12/11/2024
01/08/2024
10/24/2022

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


BADGLEY PHELPS WEALTH MANAGERS

CRD#: 315440Seattle, WA 98101

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