MR
Michael S. Ruffing
INTEGRATED WEALTHCARE
Durham, NC 27707-6323
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CRD#: 2864005
MR
Professional summary
Michael Shayne Ruffing, ChFC®, CLU® is a registered financial advisor currently at INTEGRATED WEALTHCARE, LLC located in Durham, North Carolina.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Michael has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)M. SHAYNE RUFFING IS LICENSED AS AN INSURANCE AGENT FOR MULTIPLE INSURANCE COMPANIES, SELLING LIFE, DISABILITY AND LONG TERM CARE INSURANCE. START DATE = 05/01/1997. MR. RUFFING DEVOTES APPROXIMATELY, 80 HOURS/MONTH TO THIS ACTIVITY. 2)Financial Fitness;investment related;3211 Shannon Rd,Ste 420,Durham,NC 27707;podcast;speaker/owner/author;1/20/2020;2-3 hrs/month;0 hrs during trading;interviewed by client services specialist,write questions being asked 3)SAEM-Society for Academic Emergency Medicine;not investment related;1111 East Touhy Ave,Suite 540,Des Plaines,IL 60018;SAEM industry advisory council;board/council member;5/1/2020;2 hrs/month;0 hrs during trading;serve on board/panel,participate in discussions to highlight and vet out non-medical considerations to the SAEM membership 4)Integrated WealthCare,LLC;investment related;3211 Shannon Rd,Suite 420,Durham,NC 27707;non variable insurance sales;3/30/2012;240 hrs/month;6.5 hrs during trading;financial sales,prospecting,speaking engagements,client management/consulting,directing staff business management
CRS (Client Relationship Summary) - RIA
Click below to view Michael Shayne Ruffing's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
June 29, 2021 - Present
INTEGRATED WEALTHCARE, LLC
Office #1: 3100 Tower Blvd Ste 1660, Durham, NC 27707-6323RIA
CRD#: 312929
Durham, NC
Past
May 11, 2012 - September 20, 2021
CAPITAL WEALTH MANAGEMENT, LLC
RIA
CRD#: 157959
WEST WARWICK, RI
Past
March 30, 2012 - July 27, 2021
TRIAD ADVISORS LLC
BD
CRD#: 25803
DURHAM, NC
Past
March 14, 2002 - March 30, 2012
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
DURHAM, NC
Past
September 20, 2001 - March 30, 2012
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
DURHAM, NC
Past
October 7, 1999 - September 25, 2001
OSAIC FS, INC.
BD
CRD#: 3870
FORT WAYNE, IN
Past
March 31, 1997 - October 4, 1999
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
ST. PAUL, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IW
INTEGRATED WEALTHCARE, LLC
INTEGRATED WEALTHCARE, LLC
CRD#: 312929 / SEC#: 801-121522
RIA
Registered Investment Advisory firm - (6/21/2021 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(2/21/2022)
IAR
North Carolina(9/20/2021)
IAR
Texas(6/29/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
IW
INTEGRATED WEALTHCARE, LLC
INTEGRATED WEALTHCARE, LLC
CRD#: 312929 / SEC#: 801-121522
RIA
Registered Investment Advisory firm - (6/21/2021 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3100 Tower Blvd Ste 1660, Durham, NC 27707-6323
Mailing Address
Phone number
(866) 694-6292
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 712 |
| AUM (Assets Under Management) | $ 144,890,842 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/13/2025 | ||
| 09/30/2024 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
INTEGRATED WEALTHCARE, LLC
CRD#: 312929Durham, NC 27707-6323TRUST BUT VERIFY
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Contact information
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