Elena Cuoco
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Elena Cuoco was a registered financial professional .
Elena is a previously registered financial professional and started their career in finance in 1997. Elena had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 23, 2019 - December 3, 2020
CORINTHIAN PARTNERS, L.L.C.
April 1, 2016 - November 9, 2017
CORINTHIAN PARTNERS, L.L.C.
April 27, 2010 - June 13, 2014
BARCLAYS CAPITAL INC.
April 23, 2010 - June 13, 2014
BARCLAYS CAPITAL INC.
June 28, 2004 - May 11, 2010
DEUTSCHE BANK SECURITIES INC.
April 3, 2001 - May 18, 2004
SANDGRAIN SECURITIES LLC
November 16, 1998 - April 4, 2001
CITIGROUP GLOBAL MARKETS INC.
May 16, 1997 - November 2, 1998
TUCKER ANTHONY INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CORINTHIAN PARTNERS, L.L.C.
CRD#: 38912 / SEC#: , 8-48461
Contact information
FINRA licenses (33 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
