Matthew P. Gachi

CATUM ADVISORY GROUP.

WILTON, CT 06897

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CRD#: 2863709

Professional summary

Matthew Parker Gachi, AIF®, CFP® is a registered financial advisor currently at CATUM ADVISORY GROUP, LLC. located in Wilton, Connecticut.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Matthew has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. INSURANCE SALES, CONDUCTED AT BRANCH OFFICE. 2. DEVLIN & ASSOCIATES, INC. - VICE PRESIDENT OF A THIRD PARTY ADMINISTRATOR FIRM; NON-INVESTMENT RELATED.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Parker Gachi's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CFP^®

Certified Financial Planner

Start date: 2007

Experience

Current

April 13, 2016 - Present

CATUM ADVISORY GROUP, LLC.

Office #1: 88 Danbury Rd Suite 2d, Wilton, CT 06897

RIA

CRD#: 277148

WILTON, CT

Past

March 2, 2001 - April 1, 2016

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

STRATFORD, CT

Past

October 31, 2000 - April 4, 2016

INVESTMARK ADVISORY GROUP LLC

RIA

CRD#: 121060

STRATFORD, CT

Past

March 16, 1998 - April 1, 2016

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

STRATFORD, CT

Past

April 16, 1997 - December 4, 1997

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(4/13/2016)

IAR

Florida
(7/18/2018)

IAR

Massachusetts
(11/8/2017)

IAR

Texas
(4/22/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/16/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/16/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 4/1/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 5/21/1997

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 4/14/1997

General Securities Representative Examination

Current Firm

CATUM ADVISORY GROUP, LLC.

CRD#: 277148 / SEC#:

Connecticut

Registered Investment Advisory firm - (4/13/2016 Approved)

Florida

Registered Investment Advisory firm - (7/18/2018 Approved)

Massachusetts

Registered Investment Advisory firm - (11/8/2017 Approved)

New Jersey

Registered Investment Advisory firm - (11/18/2020 Terminated)

Texas

Registered Investment Advisory firm - (4/22/2016 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

88 Danbury Rd Suite 2d, Wilton, CT 06897

Mailing Address

P.o. Box 325, Easton, CT 06612-0325

Phone number

(203) 344-7770

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	273
AUM (Assets Under Management)	$ 107,571,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Matthew P. Gachi

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Parker Gachi's CRS (Customer Relationship Summary).

Certified licenses

Experience

COMMONWEALTH FINANCIAL NETWORK

INVESTMARK ADVISORY GROUP LLC

COMMONWEALTH FINANCIAL NETWORK

MORGAN STANLEY DW INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/16/1997

Series 63

Date: 5/16/1997

SIE

Date: 4/1/2016

Series 31

Date: 5/21/1997

Series 7

Date: 4/14/1997

Current Firm

CATUM ADVISORY GROUP, LLC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CATUM ADVISORY GROUP, LLC.

TRUST BUT VERIFY

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