Steven M. Netzel

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CRD#: 2863170

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Steven M Netzel, who also goes by Steve M Netzel, was a registered financial professional .

Steven is a previously registered financial professional and started their career in finance in 2009. Steven had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Steve M Netzel

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NAME: NETZEL HOLDINGS, LLC; INV RELATED: YES; ADDRESS: 10450 E. RIGGS ROAD, #101, SUN LAKES, AZ 85248; NATURE: OWENERSHIP OF COMMERCIAL REAL ESTATE; POSITION: SOLE MEMBER; START DATE: 01/2006; HOURS/MONTH: 4; TRADING HOURS/MONTH: 4; DUTIES: OWNER/MANAGER NAME: PARKCAR II, LLC; INV RELATED: YES; ADDRESS: 10450 E. RIGGS ROAD, #101, SUN LAKES, AZ 85248; NATURE: HOLDS 3 NON-TRADED SECURITIES; POSITION: 50% MEMBER; START DATE: 10/2013; HOURS/MONTH: LESS THAN 1; TRADING HOURS/MONTH: LESS THAN 1; DUTIES: MANAGING ACTIVITIES OF THE HOLDINGS NAME: NETZEL FINANCIAL (DBA OF AFFORDABLE SUPPLEMENTAL, INC.) (INSURANCE); INV RELATED: YES; ADDRESS: 10450 E. RIGGS ROAD, #101, SUN LAKES, AZ 85248; NATURE: INSURANCE SALES; POSITION: PRESIDENT/ADVISOR; START DATE: 01/2005; HOURS/MONTH: 160+; TRADING HOURS/MONTH: 160+; DUTIES: ADVISOR NAME: VAL VISTA CAPITAL MANAGEMENT; INV RELATED: YES; ADDRESS: 10450 E. RIGGS ROAD, #101, SUN LAKES, AZ 85248; NATURE: RIA; POSITION: OWNER/ADVISOR; START DATE: 09/2015; HOURS/MONTH: 160+; TRADING HOURS/MONTH: 160+; DUTIES: BUILDING PORTFOLIOS, MAKING TRADES, AND PICKING STOCKS & BONDS NAME: ADVISORS EXCEL; INV RELATED: YES; ADDRESS: 2950 SW McCLURE ROAD, TOPEKA, KS 66614; NATURE: INSURANCE PRODUCTS OFFERED THROUGH AE, CREATIVE SERVICES PROVIDED BY AE; POSITION: INSURANCE AGENT; START DATE: 08/2012; HOURS/MONTH: 40; TRADING HOURS/MONTH: 40; DUTIES: INSURANCE SALES

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

June 28, 2019 - August 1, 2019

MADISON AVENUE SECURITIES, LLC

CRD#: 23224

Sun Lakes, AZ

Past

July 11, 2016 - May 31, 2024

VAL VISTA CAPITAL MANAGEMENT, LLC

RIA

CRD#: 159679

SUN LAKES, AZ

Past

November 25, 2013 - July 31, 2019

KALOS MANAGEMENT

RIA

CRD#: 133025

CHANDLER, AZ

Past

November 25, 2013 - June 19, 2019

KALOS CAPITAL, INC.

CRD#: 44337

CHANDLER, AZ

Past

March 25, 2009 - December 13, 2013

MADISON AVENUE SECURITIES, LLC

RIA

CRD#: 23224

SUN LAKES, AZ

Past

February 26, 2009 - March 25, 2009

MADISON AVENUE ADVISORS, INC.

RIA

CRD#: 137461

SUN LAKES, AZ

Past

February 10, 2009 - December 13, 2013

MADISON AVENUE SECURITIES, LLC

CRD#: 23224

SUN LAKES, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MADISON AVENUE SECURITIES, LLC

ASHLAND SECURITIES, INC. | MADISON AVENUE SECURITIES, LLC | MADISON AVENUE SECURITIES, INC. | MADISON AVENUE SECURITIES

CRD#: 23224 / SEC#: 801-69919, 8-40426

RIA

Registered Investment Advisory firm - SEC (2/24/2009 Approved)

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/20/2009

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/9/2009

General Securities Representative Examination

Current Firm

MADISON AVENUE SECURITIES, LLC

ASHLAND SECURITIES, INC. | MADISON AVENUE SECURITIES, LLC | MADISON AVENUE SECURITIES, INC. | MADISON AVENUE SECURITIES

CRD#: 23224 / SEC#: 801-69919, 8-40426

RIA

Registered Investment Advisory firm - SEC (2/24/2009 Approved)

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

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Contact information

Main Address

13500 Evening Creek Dr N #555, San Diego, CA 92128

Mailing Address

13500 Evening Creek Dr N #555, San Diego, CA 92128

Phone number

(858) 207-1300

Established

Delaware since 05/05/2005

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

SEC notice filing (50 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

MADISON AVENUE SECURITIES FORM ADV PART 2A 3-26-2025 (10/3/2025)

MADISON AVENUE SECURITIES WRAP PROGRAM BROCHURE 3-26-2025 (10/3/2025)

Direct owners and executive officers

Name	Position	CRD#
KT EQUITY PARTNERS II, LLC	DIRECT OWNER
CALLANAN, DAVID JAMES	MEMBER	4237166
FIXSEN, VILAYPHONE	CHIEF OPERATING OFFICER	4585926
FOSTER, CODY GRANT	MEMBER	4237075
JENSEN, GAIL MARIE	DEPUTY CHIEF COMPLIANCE OFFICER	1943705
MCNEES, MARTIN WILLIAM	PRESIDENT	3168410
METCALFE, INC.	OWNER
PIERSON, MELISSA KAY	CHIEF COMPLIANCE OFFICER	1685017
SCHENDEL, JENNIFER	MEMBER	6136948
WOODS, SANDRA ANN	FINOP	6200533

Regulatory assets under management

Total Number of Accounts	14,100
AUM (Assets Under Management)	$ 2,038,801,712

Disclosures

Regulatory Event	8
Arbitration	1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Steven M. Netzel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

VAL VISTA CAPITAL MANAGEMENT, LLC

KALOS MANAGEMENT

KALOS CAPITAL, INC.

MADISON AVENUE SECURITIES, LLC

MADISON AVENUE ADVISORS, INC.

MADISON AVENUE SECURITIES, LLC

Primary Firm SEC Registration

MADISON AVENUE SECURITIES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/20/2009

SIE

Date: 10/1/2018

Series 7

Date: 2/9/2009

Current Firm

MADISON AVENUE SECURITIES, LLC

Contact information

SEC notice filing (50 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

MADISON AVENUE SECURITIES, LLC

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