Sharon E. Mcfadden
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sharon Elaine Mcfadden, CFP®, who also goes by Sharon Elaine Stahl, Sharon Stahl, was a registered financial professional .
Sharon is a previously registered financial professional and started their career in finance in 1997. Sharon had worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 23, 2013 - May 28, 2024
VANGUARD ADVISERS, INC.
April 23, 2013 - May 28, 2024
VANGUARD MARKETING CORPORATION
April 1, 2013 - April 16, 2013
PURSHE KAPLAN STERLING INVESTMENTS
March 31, 2005 - April 30, 2013
CAMBRIDGE INVESTMENT RESEARCH, INC.
May 30, 2001 - April 5, 2005
WALNUT STREET SECURITIES, INC.
April 18, 1997 - March 2, 2001
VANGUARD MARKETING CORPORATION
Primary Firm SEC Registration
VANGUARD ADVISERS, INC.
CRD#: 106715 / SEC#: 801-49601
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VANGUARD ADVISERS, INC.
CRD#: 106715 / SEC#: 801-49601
Contact information
SEC notice filing (53 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 698,843 |
| AUM (Assets Under Management) | $ 300,434,933,763 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/24/2025 | ||
| 10/23/2024 | ||
| 06/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
