Martin T. Quinn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Martin Thomas Quinn JR was a registered financial professional .
Martin is a previously registered financial professional and started their career in finance in 1997. Martin had worked at 7 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 23, 2013 - March 31, 2017
CALVERT INVESTMENT DISTRIBUTORS, INC.
March 14, 2006 - July 29, 2013
CLEARBRIDGE INVESTMENTS, LLC
December 1, 2005 - July 29, 2013
FRANKLIN DISTRIBUTORS, LLC
July 29, 2003 - December 1, 2005
LEGG MASON WOOD WALKER, INCORPORATED
January 13, 2001 - October 29, 2002
DEUTSCHE BANK SECURITIES INC.
April 26, 2000 - January 13, 2001
DB ALEX. BROWN LLC
March 27, 1997 - August 31, 1999
T. ROWE PRICE INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CALVERT INVESTMENT DISTRIBUTORS, INC.
CRD#: 37527 / SEC#: , 8-47915
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
