Kenneth M. Muller
Professional summary
Kenneth Michael Muller, who also goes by Ken Muller, is a registered financial professional currently at THE VERTICAL GROUP located in Red Bank, New Jersey.
Kenneth is registered as a RR (Registered Representative) and started their career in finance in 1997. Kenneth has worked at 7 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kenneth Michael Muller's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 12, 2017 - Present
THE VERTICAL GROUP
Office #1: 130 Maple Avenue Building 5, Ph, Red Bank, NJ 07701December 3, 2012 - June 21, 2017
PUMA CAPITAL, LLC
May 27, 2011 - July 24, 2012
RODMAN & RENSHAW, LLC
November 7, 2003 - May 27, 2011
HUDSON SECURITIES,INC.
February 1, 2001 - May 31, 2002
AEGIS CAPITAL CORP.
June 2, 1999 - January 19, 2001
HUDSON SECURITIES,INC.
November 30, 1998 - April 26, 1999
M.S. FARRELL & COMPANY, INC.
July 28, 1997 - October 5, 1998
H.J. MEYERS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/12/2017)
(7/12/2017)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 6/30/1999
Limited Representative-Equity Trader ExamFINRA
Nasdaq Stock Market
Current Firm
THE VERTICAL GROUP
CRD#: 104353 / SEC#: , 8-52814
Contact information
FINRA licenses (30 States and Territories)
Documents
Disclosures
| Regulatory Event | 13 |
Red Flags
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