Michael J. Hoffman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael James Hoffman, who also goes by Mike Hoffman, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1997. Michael had worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 19, 2016 - November 13, 2017
QUESTAR ASSET MANAGEMENT, INC.
September 8, 2016 - November 13, 2017
QUESTAR CAPITAL CORPORATION
August 23, 2007 - September 1, 2016
AMERICAN INDEPENDENT SECURITIES GROUP, LLC
August 23, 2007 - September 1, 2016
AMERICAN INDEPENDENT SECURITIES GROUP, LLC
February 7, 2005 - August 21, 2007
SOUTH VALLEY WEALTH MANAGEMENT
April 30, 2001 - August 21, 2007
SOUTH VALLEY WEALTH MANAGEMENT
June 5, 1997 - June 28, 1999
SOUTH VALLEY WEALTH MANAGEMENT
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
QUESTAR ASSET MANAGEMENT, INC.
CRD#: 133358 / SEC#: 801-63747
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
