Jon L. Bowles

SECURE INVESTMENT MANAGEMENT

Woodland HIlls, CA 91367

CRD#: 2862432

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Professional summary

Jon Lewis Bowles is a registered financial advisor currently at SECURE INVESTMENT MANAGEMENT, LLC located in Woodland Hills, California.

Jon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Jon has worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jon Lewis Bowles's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 6, 2023 - Present

SECURE INVESTMENT MANAGEMENT, LLC

Office #1: Campus @ Warner Center 21255 Burbank Blvd., Ste. 120, Woodland Hills, CA 91367

RIA

CRD#: 141195

Woodland HIlls, CA

Past

December 16, 2021 - August 22, 2023

LPL FINANCIAL LLC

RIA

CRD#: 6413

PASADENA, CA

Past

December 15, 2021 - August 22, 2023

LPL FINANCIAL LLC

CRD#: 6413

PASADENA, CA

Past

July 16, 2019 - December 21, 2021

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

PASADENA, CA

Past

July 12, 2019 - December 21, 2021

SECURITIES AMERICA, INC.

CRD#: 10205

PASADENA, CA

Past

February 4, 2013 - August 6, 2019

FSC SECURITIES CORPORATION

RIA

CRD#: 7461

PASADENA, CA

Past

January 30, 2013 - August 6, 2019

FSC SECURITIES CORPORATION

CRD#: 7461

PASADENA, CA

Past

June 28, 2012 - January 30, 2013

OSAIC SERVICES, INC.

RIA

CRD#: 133763

PASADENA, CA

Past

June 20, 2012 - January 30, 2013

OSAIC SERVICES, INC.

CRD#: 133763

PASADENA, CA

Past

November 30, 2009 - June 21, 2012

SUMMIT FINANCIAL GROUP INC

RIA

CRD#: 109485

PASEDENA, CA

Past

November 25, 2009 - June 21, 2012

SUMMIT BROKERAGE SERVICES, INC.

CRD#: 34643

PASADENA, CA

Past

May 29, 2007 - December 14, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

BURBANK, CA

Past

May 29, 2007 - December 14, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

BURBANK, CA

Past

March 14, 2003 - May 29, 2007

CITICORP INVESTMENT SERVICES

RIA

CRD#: 23988

LOS ANGELES, CA

Past

March 14, 2003 - May 29, 2007

CITICORP INVESTMENT SERVICES

CRD#: 23988

LOS ANGELES, CA

Past

February 22, 1999 - March 4, 2003

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

BEVERLY HILLS, CA

Past

August 31, 1998 - March 4, 2003

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

May 1, 1998 - July 6, 1998

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

February 18, 1998 - April 2, 1998

INTERFIRST CAPITAL CORPORATION

CRD#: 7659

LOS ANGELES, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SECURE INVESTMENT MANAGEMENT, LLC

CRD#: 141195 / SEC#: 801-80752

RIA

Registered Investment Advisory firm - (1/8/2015 Approved)

Arizona

Registered Investment Advisory firm - (1/8/2015 Terminated)

California

Registered Investment Advisory firm - (2/7/2015 Terminated)

Florida

Registered Investment Advisory firm - (9/15/2015 Terminated)

Nevada

Registered Investment Advisory firm - (2/26/2015 Terminated)

Tennessee

Registered Investment Advisory firm - (2/8/2015 Terminated)

Texas

Registered Investment Advisory firm - (1/8/2015 Terminated)

Wisconsin

Registered Investment Advisory firm - (1/8/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(9/6/2023)

IAR

Texas
(3/30/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/14/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/19/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 11/22/2002

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 2/17/1998

General Securities Representative Examination

Current Firm

SECURE INVESTMENT MANAGEMENT, LLC

CRD#: 141195 / SEC#: 801-80752

RIA

Registered Investment Advisory firm - (1/8/2015 Approved)

Arizona

Registered Investment Advisory firm - (1/8/2015 Terminated)

California

Registered Investment Advisory firm - (2/7/2015 Terminated)

Florida

Registered Investment Advisory firm - (9/15/2015 Terminated)

Nevada

Registered Investment Advisory firm - (2/26/2015 Terminated)

Tennessee

Registered Investment Advisory firm - (2/8/2015 Terminated)

Texas

Registered Investment Advisory firm - (1/8/2015 Terminated)

Wisconsin

Registered Investment Advisory firm - (1/8/2015 Terminated)

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Contact information

Main Address

3067 W. Ina Road #125, Tucson, AZ 85741

Mailing Address

Phone number

(520) 333-4719

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (19 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	825
AUM (Assets Under Management)	$ 38,291,887

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jon L. Bowles

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jon Lewis Bowles's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

FSC SECURITIES CORPORATION

FSC SECURITIES CORPORATION

OSAIC SERVICES, INC.

OSAIC SERVICES, INC.

SUMMIT FINANCIAL GROUP INC

SUMMIT BROKERAGE SERVICES, INC.

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

CITICORP INVESTMENT SERVICES

CITICORP INVESTMENT SERVICES

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

PRUDENTIAL EQUITY GROUP, LLC

INTERFIRST CAPITAL CORPORATION

Primary Firm SEC Registration

SECURE INVESTMENT MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/14/1998

Series 63

Date: 5/19/1997

SIE

Date: 10/1/2018

Series 31

Date: 11/22/2002

Series 7

Date: 2/17/1998

Current Firm

SECURE INVESTMENT MANAGEMENT, LLC

Contact information

SEC notice filing (19 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SECURE INVESTMENT MANAGEMENT, LLC

TRUST BUT VERIFY

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