Karen M. Kruse
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Karen Morton Kruse, AIF®, CFP® was a registered financial professional .
Karen is a previously registered financial professional and started their career in finance in 1997. Karen had worked at 3 firms and has passed the Series 63, Series 52TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2001
Experience
March 24, 2023 - January 29, 2026
FIRST HORIZON ADVISORS, INC.
March 24, 2023 - March 27, 2026
FIRST HORIZON ADVISORS, INC.
October 10, 2013 - July 19, 2021
FIRST HORIZON ADVISORS, INC.
December 16, 2011 - October 10, 2013
FTB ADVISORS, INC.
February 24, 2004 - May 11, 2007
FIRST TENNESSEE ADVISORY SERVICES DEPT.
February 17, 2004 - March 30, 2012
FIRST HORIZON ADVISORS, INC.
July 23, 1997 - July 19, 2021
FIRST HORIZON ADVISORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationCurrent Firm
FIRST HORIZON ADVISORS, INC.
CRD#: 17117 / SEC#: 801-78594, 8-35061
Contact information
FINRA licenses (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 9,076 |
| AUM (Assets Under Management) | $ 13,617,534,771 |
Disclosures
| Regulatory Event | 7 |
| Arbitration | 2 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/15/2025 | ||
| 08/16/2024 | ||
| 12/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
