Geoffrey D. Fahy

CASEY SECURITIES LLC

Greenbrae, CA 94904

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CRD#: 2862057

Professional summary

Geoffrey David Fahy, who also goes by Geoff Fahy, Geoffrey D Fahy, is a registered financial professional currently at CASEY SECURITIES LLC located in Greenbrae, California.

Geoffrey is registered as a RR (Registered Representative) and started their career in finance in 1997. Geoffrey has worked at 7 firms and has passed the Series 63, Series 65, Series 57TO, SIE, Series 7 and Series 56 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Geoff Fahy | Geoffrey D Fahy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Geoffrey David Fahy's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 12, 2024 - Present

CASEY SECURITIES LLC

Office #1: 100 Drakes Landing Road Building 100a - 2nd Floor Suite 210, Greenbrae, CA 94904

CRD#: 35230

Greenbrae, CA

Past

February 13, 2023 - July 29, 2024

RFA SECURITIES LLC

CRD#: 305963

PHILADELPHIA, PA

Past

March 1, 2017 - February 1, 2023

DASH FINANCIAL TECHNOLOGIES LLC

CRD#: 104031

CHICAGO, IL

Past

November 24, 2014 - March 1, 2017

COWEN EXECUTION SERVICES LLC

CRD#: 35693

Chicago, IL

Past

February 21, 2012 - December 1, 2014

LIQUIDPOINT, LLC

CRD#: 47658

CHICAGO, IL

Past

February 11, 1998 - April 8, 1998

CAPBAY FINANCIAL SERVICES

CRD#: 32395

ROSEVILLE, CA

Past

September 5, 1997 - December 23, 1997

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 4/18/2016

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 6/25/1997

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/23/2012

General Securities Representative Examination

General Industry/Product Exam

Series 56

Date: 2/20/2012

Proprietary Trader Qualification Examination

SRO Registrations

BOX Exchange LLC

SRO Registrations

Cboe Exchange, Inc.

SRO Registrations

FINRA

Current Firm

CASEY SECURITIES LLC

CASEY SECURITIES LLC | RFA SECURITIES | CASEY SECURITIES, LLC | CASEY SECURITIES, INC.

CRD#: 35230 / SEC#: , 8-21205

Broker-Dealer Firm Regulated by FINRA (San Francisco district office)

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Contact information

Main Address

100 Drakes Landing Road Building 100a - 2nd Floor Suite 210, Greenbrae, CA 94904

Mailing Address

100 Drakes Landing Road Building 100a - 2nd Floor Suite 210, Greenbrae, CA 94904

Phone number

(415) 954-5579

Established

Delaware since 01/01/2019

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (1 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
FCF GROUP INTERMEDIATE HOLDINGS LLC	100% DIRECT OWNER
POSTREL, HELENE BERSON	PRINCIPAL FINANCIAL OFFICER	2240945
POSTREL, HELENE BERSON	PRINCIPAL OPERATIONS OFFICER	2240945
POSTREL, HELENE BERSON	FINOP	2240945
VORA, ANISH M	CEO	5466748
WONG, WILLIE L	CHIEF COMPLIANCE OFFICER	4170997

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Geoffrey D. Fahy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Geoffrey David Fahy's CRS (Customer Relationship Summary).

Certified licenses

Experience

RFA SECURITIES LLC

DASH FINANCIAL TECHNOLOGIES LLC

COWEN EXECUTION SERVICES LLC

LIQUIDPOINT, LLC

CAPBAY FINANCIAL SERVICES

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 63

Date: 4/18/2016

Series 65

Date: 6/25/1997

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 6/23/2012

Series 56

Date: 2/20/2012

BOX Exchange LLC

Cboe Exchange, Inc.

FINRA

Current Firm

CASEY SECURITIES LLC

Contact information

FINRA licenses (1 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

CASEY SECURITIES LLC

TRUST BUT VERIFY

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