Terry G. Tomez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Terry Glen Tomez was a registered financial professional .
Terry is a previously registered financial professional and started their career in finance in 1997. Terry had worked at 6 firms and has passed the Series 63 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 14, 2009 - October 3, 2012
DOUGLAS SCOTT SECURITIES, INC.
June 15, 2009 - July 24, 2009
EVOLVE SECURITIES, INC.
January 22, 2001 - June 18, 2003
MORGAN SPAULDING, INC.
July 28, 2000 - November 16, 2000
TRAVIS MORGAN SECURITIES INC.
August 26, 1997 - July 6, 1998
LONE STAR SECURITIES, INC.
March 11, 1997 - February 25, 1999
REEF SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DOUGLAS SCOTT SECURITIES, INC.
CRD#: 39032 / SEC#: , 8-48506
Contact information
FINRA licenses (29 States and Territories)
Disclosures
| Civil Event | 1 |
Red Flags
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