Timothy T. Langton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy Thomas Langton, who also goes by Timothy Thomas Langtow, was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 2000. Timothy had worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 1, 2017 - September 19, 2018
LPS CAPITAL LLC
December 10, 2014 - January 23, 2017
BGC FINANCIAL, L.P.
June 2, 2008 - December 19, 2014
GFI SECURITIES LLC
February 20, 2004 - May 15, 2008
RAFFERTY CAPITAL MARKETS, LLC
May 2, 2002 - April 6, 2004
SEABOARD SECURITIES, INC.
September 5, 2001 - April 9, 2002
FULCRUM GLOBAL PARTNERS LLC
October 19, 2000 - August 20, 2001
ICAP SECURITIES USA LLC
State Registrations and Notice Filings
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Exams
Current Firm
LPS CAPITAL LLC
CRD#: 155246 / SEC#: , 8-68706
Contact information
FINRA licenses (28 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
