Christopher T. Thom
Professional summary
Christopher Terrence Thom is a registered financial professional currently at LOOP CAPITAL MARKETS LLC located in Milwaukee, Wisconsin.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 1998. Christopher has worked at 9 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 31 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher Terrence Thom's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 8, 2016 - Present
LOOP CAPITAL MARKETS LLC
Office #1: 250 East Wisconsin Avenue 18th Floor, Milwaukee, WI 53202August 17, 2012 - June 3, 2016
TOPEKA CAPITAL MARKETS INC.
May 10, 2012 - June 7, 2012
HCFP/CAPITAL MARKETS LLC
March 9, 2012 - June 7, 2012
AURIGA USA, LLC
February 25, 2011 - March 27, 2012
COHEN & COMPANY CAPITAL MARKETS, LLC
January 27, 2010 - February 25, 2011
CAPSTONE INVESTMENTS
May 23, 2008 - October 2, 2009
BRIGHT TRADING, LLC
April 19, 2000 - June 19, 2001
PRUDENTIAL EQUITY GROUP, LLC
January 6, 1998 - May 17, 2000
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/8/2016)
Exams
FINRA
Current Firm
LOOP CAPITAL MARKETS LLC
CRD#: 43098 / SEC#: , 8-50140
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 8 |
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Company Information
LOOP CAPITAL MARKETS LLC
CRD#: 43098Milwaukee, WI 53202TRUST BUT VERIFY
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