DW
David G. Wolfe
CETERA INVESTMENT ADVISERS LLC
NORTH OLMSTED, OH 44070
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CRD#: 2861284
DW
Professional summary
David Gary Wolfe is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in North Olmsted, Ohio and CETERA ADVISORS LLC located in North Olmsted, Ohio.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. David has worked at 8 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) FIXED INSURANCE AGENT (2) JOPAR INC/DBA GERST TAX SERVICES, START 1/01/06, 22374 LORAIN RD FAIRVIEW PARK OH 44126, TAX PREPARATION AND BOOKKEEPING, 40HR/WK, OWNER/CPA (3) NAME OF OTHER BUSINESS: PBJ & D PROPERTIES LLC ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: COMMERCIAL RENTAL PROPERTY ; START DATE: 06/2018 ; POSITION/TITLE/RELATIONSHIP: OWNER ; APX NUMBER OF HOURS PER WEEK: 2 ; APX NUMBER OF HOURS DURING TRADING HOURS: 2 ; BRIEF DESCRIPTION OF DUTIES: RENTAL OF OFFICE SPACE ; 4) NAME OF OTHER BUSINESS: ROCKY RIVER PRESBYTERIAN CHURCH; INVESTMENT RELATED: NO; ADDRESS: 27150 DETROIT RD, ROCKY RIVER, OH 44116; NATURE OF BUSINESS: CHURCH; START DATE: 8/2003; POSITION/TITLE/RELATIONSHIP: FINANCIAL ADMINISTRATOR; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 10; BRIEF DESCRIPTION OF DUTIES: ACCOUNTING FUNCTIONS - ACCOUNTS PAYABLE, FINANCIAL STATEMENT PREPARATION, & PAYROLL SERVICES;
CRS (Client Relationship Summary) - RIA
Click below to view David Gary Wolfe's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 21, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 23201 Lorain Rd., North Olmsted, OH 44070RIA
CRD#: 105644
NORTH OLMSTED, OH
Current
June 7, 2005 - Present
CETERA ADVISORS LLC
Office #1: 23201 Lorain Rd., North Olmsted, OH 44070BD
CRD#: 10299
North Olmsted, OH
Past
June 8, 2005 - March 21, 2024
CETERA ADVISORS LLC
RIA
CRD#: 10299
FAIRVIEW PARK, OH
Past
May 6, 2004 - June 3, 2005
LEGACY ADVISORY SERVICES, INC.
RIA
CRD#: 111027
NORTH OLMSTEAD, OH
Past
February 6, 2004 - June 3, 2005
LEGACY FINANCIAL SERVICES, INC.
BD
CRD#: 38697
PETALUMA, CA
Past
February 6, 2003 - January 29, 2004
QUESTAR CAPITAL CORPORATION
BD
CRD#: 43100
MINNEAPOLIS, MN
Past
March 14, 2001 - February 14, 2003
BRECEK & YOUNG ADVISORS, INC.
BD
CRD#: 40395
FOLSOM, CA
Past
May 14, 1999 - March 6, 2001
DONAHUE SECURITIES, INC.
BD
CRD#: 24330
CINCINNATI, OH
Past
March 9, 1999 - March 31, 1999
DONAHUE SECURITIES, INC.
BD
CRD#: 24330
Past
May 22, 1997 - March 17, 1999
PFS INVESTMENTS INC.
BD
CRD#: 10111
DULUTH, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/16/2015)
RR
Arkansas(7/22/2021)
RR
California(1/4/2024)
RR
Colorado(5/7/2025)
RR
Florida(1/2/2013)
RR
Georgia(10/16/2020)
RR
Illinois(1/23/2020)
RR
Kansas(2/14/2020)
RR
Massachusetts(3/27/2023)
RR
Minnesota(12/12/2024)
RR
Missouri(7/28/2020)
RR
North Carolina(11/3/2022)
RR
Ohio(6/7/2005)
IAR
Ohio(3/21/2024)
RR
Pennsylvania(6/21/2021)
RR
Texas(6/6/2017)
IAR
Texas(3/21/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
