CC
Candice A. Culhane
NORTHLAND SECURITIES
Edmond, OK 73003
Some features on this profile are disabled
CRD#: 2861180
CC
Professional summary
Candice Anne Culhane, who also goes by Candice Anne Banks, Candy Culhane, is a registered financial professional currently at NORTHLAND SECURITIES, INC. located in Edmond, Oklahoma.
Candice is registered as a RR (Registered Representative) and started their career in finance in 1997. Candice has worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Candice Anne Banks | Candy Culhane
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Candice Anne Culhane's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 30, 2025 - Present
NORTHLAND SECURITIES, INC.
Office #1: 755 W. Covell Road Suite 120, Edmond, OK 73003RIA
BD
CRD#: 40258
Edmond, OK
Past
December 2, 2017 - March 27, 2023
MONEY CONCEPTS CAPITAL CORP
BD
CRD#: 12963
Edmond, OK
Past
May 7, 2015 - December 1, 2017
COUNTRY CLUB FINANCIAL SERVICES, LLC
BD
CRD#: 29807
EDMOND, OK
Past
March 31, 2006 - August 1, 2014
COUNTRY CLUB FINANCIAL SERVICES, LLC
BD
CRD#: 29807
EDMOND, OK
Past
August 2, 2004 - February 10, 2006
J.P. MORGAN SECURITIES INC.
BD
CRD#: 18718
NEW YORK, NY
Past
April 1, 1999 - August 2, 2004
BANC ONE CAPITAL MARKETS, INC.
BD
CRD#: 23065
CHICAGO, IL
Past
March 16, 1999 - April 1, 1999
BANC ONE CAPITAL MARKETS, INC.
BD
CRD#: 27267
COLUMBUS, OH
Past
November 20, 1998 - January 25, 1999
BOK FINANCIAL SECURITIES, INC.
BD
CRD#: 17530
TULSA, OK
Past
October 1, 1997 - November 2, 1998
BANC ONE CAPITAL MARKETS, INC.
BD
CRD#: 27267
COLUMBUS, OH
Past
April 18, 1997 - October 2, 1997
FISERV INVESTOR SERVICES, INC.
BD
CRD#: 34637
HOUSTON, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NS
NORTHLAND SECURITIES, INC.
N LAND INSURANCE SERVICES | ORACLE INVESTMENTS, INC. | NORTHLAND SECURITIES, INC. | NORTHLAND SECURITIES | NORTHLAND ASSET MANAGEMENT
CRD#: 40258 / SEC#: 801-96329, 8-48994
RIA
Registered Investment Advisory firm - SEC (5/26/2015 Approved)Illinois
Registered Investment Advisory firm - SEC (5/26/2015 Terminated)Iowa
Registered Investment Advisory firm - SEC (6/30/2015 Terminated)Minnesota
Registered Investment Advisory firm - SEC (5/26/2015 Terminated)Texas
Registered Investment Advisory firm - SEC (5/26/2015 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (5/26/2015 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(10/1/2025)
RR
Arkansas(10/2/2025)
RR
California(9/30/2025)
RR
Colorado(10/1/2025)
RR
Florida(10/1/2025)
RR
Georgia(10/1/2025)
RR
Illinois(10/3/2025)
RR
Iowa(9/30/2025)
RR
Kansas(9/25/2025)
RR
Kentucky(9/30/2025)
RR
Massachusetts(10/1/2025)
RR
Minnesota(8/25/2025)
RR
Missouri(9/25/2025)
RR
Montana(10/1/2025)
RR
Nebraska(9/30/2025)
RR
Nevada(10/2/2025)
RR
New Jersey(10/8/2025)
RR
New Mexico(10/1/2025)
RR
New York(10/5/2025)
RR
North Carolina(10/1/2025)
RR
Oklahoma(8/25/2025)
RR
South Dakota(9/30/2025)
RR
Texas(10/1/2025)
RR
Utah(10/1/2025)
RR
Virginia(10/1/2025)
RR
Washington(9/30/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
NS
NORTHLAND SECURITIES, INC.
N LAND INSURANCE SERVICES | ORACLE INVESTMENTS, INC. | NORTHLAND SECURITIES, INC. | NORTHLAND SECURITIES | NORTHLAND ASSET MANAGEMENT
CRD#: 40258 / SEC#: 801-96329, 8-48994
RIA
Registered Investment Advisory firm - SEC (5/26/2015 Approved)Illinois
Registered Investment Advisory firm - SEC (5/26/2015 Terminated)Iowa
Registered Investment Advisory firm - SEC (6/30/2015 Terminated)Minnesota
Registered Investment Advisory firm - SEC (5/26/2015 Terminated)Texas
Registered Investment Advisory firm - SEC (5/26/2015 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (5/26/2015 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
150 South Fifth Street Suite 3300, Minneapolis, MN 55402
Mailing Address
150 South Fifth Street Suite 3300, Minneapolis, MN 55402
Phone number
(612) 851-5900
Established
Minnesota since 09/14/1995
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
24
SEC notice filing (20 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NORTHLAND CAPITAL HOLDINGS, INC. | DIRECT OWNER | |
| ALDEN, DUSTIN RICHARD | CHIEF FINANCIAL OFFICER, FINOP | 6131554 |
| COTA, DAVID E | DIRECTOR | 2866911 |
| HENN, TIFFANY DAWN | DIRECTOR | 5515577 |
| NITZSCHE, RANDY GENE | CEO, PRESIDENT | 1558954 |
| SPANIER, TRACI LEE | CO-CHIEF COMPLIANCE OFFICER | 2897659 |
| TEIGLAND, MANDY MARIE | CO-CHIEF COMPLIANCE OFFICER | 4870219 |
| WADE, STEPHEN CURTIS | DIRECTOR | 2416612 |
Regulatory assets under management
| Total Number of Accounts | 1,068 |
| AUM (Assets Under Management) | $ 359,889,042 |
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
NORTHLAND SECURITIES, INC.
CRD#: 40258Edmond, OK 73003TRUST BUT VERIFY
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