Edward J. Alagna
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward James Alagna, who also goes by Edward Alagna, was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1997. Edward had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2008 - November 10, 2015
NORTH RIDGE SECURITIES CORP.
March 31, 2003 - December 31, 2007
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
January 2, 2002 - March 31, 2003
CONTINENTAL CAPITAL INVESTMENT SERVICES, INC.
March 15, 1998 - October 26, 2001
W.J. NOLAN & COMPANY, INC.
March 5, 1997 - June 23, 1997
FIRST UNITED EQUITIES CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
NORTH RIDGE SECURITIES CORP.
CRD#: 27098 / SEC#: 801-108451, 8-42879
Contact information
Disclosures
| Regulatory Event | 1 |
Red Flags
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