Gordon C. Case

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CRD#: 2860791

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Gordon Curtis Case was a registered financial professional .

Gordon is a previously registered financial professional and started their career in finance in 1997. Gordon had worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

WILLIAM E SHERMAN AND ASSOCIATES, LLC (THE SHERMAN SHEET); INVESTMENT RELATED; 14276 W. 155TH COURT, OLATHE, KS 66062; INVESTMENT RESEARCH SERVICE; DIRECTOR OF SALES AND MARKETING; BEGAN NOVEMBER 2010; 200/160 HOURS; SALES OF SUBSCRIPTIONS OF RESEARCH NEWSLETTER SERVICE. SHERMAN PORTFOLIOS INVESTMENT ADVISER DIRECTOR OF MARKETING SINCE 08/2022 INVESTMENT RELATED

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

June 14, 2023 - December 31, 2023

PINKERTON WEALTH PARTNERS

RIA

CRD#: 120973

OLATHE, KS

Past

December 9, 2022 - June 14, 2023

SHERMAN PORTFOLIOS, LLC

RIA

CRD#: 322728

OLATHE, KS

Past

September 4, 2020 - September 22, 2022

FNEX CAPITAL, LLC

CRD#: 166316

INDIANAPOLIS, IN

Past

July 22, 2016 - October 9, 2018

FNEX CAPITAL, LLC

CRD#: 166316

INDIANAPOLIS, IN

Past

October 25, 2011 - July 5, 2016

VSR FINANCIAL SERVICES, INC.

CRD#: 14503

OVERLAND PARK, KS

Past

October 12, 2011 - July 5, 2016

VSR FINANCIAL SERVICES, INC.

RIA

CRD#: 14503

OVERLAND PARK, KS

Past

February 3, 2010 - November 2, 2010

PORTFOLIO STRATEGIES INC

RIA

CRD#: 104685

TACOMA, WA

Past

May 16, 2007 - October 16, 2009

PACIFIC CORNERSTONE CAPITAL INCORPORATED

CRD#: 40397

SANTA ANA, CA

Past

September 26, 2001 - May 15, 2007

NATIONWIDE INVESTMENT SERVICES CORPORATION

CRD#: 7110

COLUMBUS, OH

Past

April 4, 2000 - July 17, 2001

NATIONAL PLANNING CORPORATION

CRD#: 29604

LOS ANGELES, CA

Past

October 9, 1998 - March 17, 1999

NATIONAL PLANNING CORPORATION

CRD#: 29604

LOS ANGELES, CA

Past

June 2, 1997 - October 1, 1998

LOCUST STREET SECURITIES, INC.

CRD#: 1703

DES MOINES, IA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PINKERTON WEALTH PARTNERS

CRD#: 120973 / SEC#: 801-71563

RIA

Registered Investment Advisory firm - (6/15/2010 Approved)

Idaho

Registered Investment Advisory firm - (10/2/2006 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/2/2009

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 4/26/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/16/2007

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/17/1997

Investment Company Products/Variable Contracts Representative Examination

Current Firm

PINKERTON WEALTH PARTNERS

CRD#: 120973 / SEC#: 801-71563

RIA

Registered Investment Advisory firm - (6/15/2010 Approved)

Idaho

Registered Investment Advisory firm - (10/2/2006 Terminated)

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Contact information

Main Address

2000 John Loop, Coeur D'alene, ID 83814

Mailing Address

Phone number

(800) 634-2008

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (17 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A & 2B COMBINED DISCLOSURE BROCHURE (3/26/2025)

Regulatory assets under management

Total Number of Accounts	677
AUM (Assets Under Management)	$ 1,253,817,854

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Gordon C. Case

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

SHERMAN PORTFOLIOS, LLC

FNEX CAPITAL, LLC

FNEX CAPITAL, LLC

VSR FINANCIAL SERVICES, INC.

VSR FINANCIAL SERVICES, INC.

PORTFOLIO STRATEGIES INC

PACIFIC CORNERSTONE CAPITAL INCORPORATED

NATIONWIDE INVESTMENT SERVICES CORPORATION

NATIONAL PLANNING CORPORATION

NATIONAL PLANNING CORPORATION

LOCUST STREET SECURITIES, INC.

Primary Firm SEC Registration

PINKERTON WEALTH PARTNERS

State Registrations and Notice Filings

Exams

Series 66

Date: 12/2/2009

Series 63

Date: 4/26/1997

SIE

Date: 10/1/2018

Series 7

Date: 6/16/2007

Series 6

Date: 5/17/1997

Current Firm

PINKERTON WEALTH PARTNERS

Contact information

SEC notice filing (17 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PINKERTON WEALTH PARTNERS

TRUST BUT VERIFY

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