Anne L. Liska
Professional summary
Anne Louise Liska, who also goes by Anne Louise Liska, Annelouise Liska, is a registered financial professional currently at TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC. located in Hartford, Connecticut.
Anne is registered as a RR (Registered Representative) and started their career in finance in 1997. Anne has worked at 6 firms and has passed the Series 66, Series 63, Series 6TO, SIE, Series 7, Series 6, Series 26 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Anne Louise Liska's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 4, 2023 - Present
TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.
Office #1: One American Row, Hartford, CT 06103March 17, 2011 - December 31, 2014
TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.
March 29, 2008 - March 17, 2011
HIMCO DISTRIBUTION SERVICES COMPANY
March 13, 2002 - March 29, 2008
HARTFORD FUNDS DISTRIBUTORS, LLC
January 14, 1998 - December 31, 2001
WOODBURY FINANCIAL SERVICES, INC.
March 17, 1997 - November 3, 1997
IDS LIFE INSURANCE COMPANY
March 17, 1997 - November 3, 1997
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 8/4/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.
CRD#: 37819 / SEC#: , 8-48097
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TALCOTT HOLDINGS, LP | PARENT OF APPLICANT | |
| CONNER, CHRISTOPHER SCOTT | CHIEF COMPLIANCE OFFICER AND DIRECTOR | 2239639 |
| DAGNAULT, CHRISTOPHER JOHN | CEO, PRESIDENT AND DIRECTOR | 2311161 |
| MATTHEWS, STILA HSUANPING | AML OFFICER AND ASSISTANT SECRETARY | 5745148 |
| ROSA, ANTONIO T JR | FINOP, CFO AND TREASURER | 6963656 |
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
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