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Willis Mauldin Deviney Jr

CRD# 2860235·Registered 1997 - 2017
Previously Registered: Being a previously registered professional could mean that Willis is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Willis Mauldin Deviney JR, who also goes by Bill Deviney Jr, Willis Deviney, was a registered financial advisor. Willis was a previously registered financial professional and started their career in finance 1997 - 2017. Willis had worked at 2 firms and has passed the Series 63, SIE and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Bill Deviney Jr, Willis Deviney

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

29 years in the financial services industry

Current & Past Employments

BRAZOS SECURITIES, INC.·CRD# 21624
BD
Dallas, TX
February 5, 2014 - July 6, 2017
WOODBURY FINANCIAL SERVICES, INC.·CRD# 421
BD
Dallas, TX
March 7, 1997 - December 11, 2013

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Current Firm

BS
BRAZOS SECURITIES, INC.

BRAZOS SECURITIES, INC. | SOUTHERN VENTURES EQUITIES, INC.

CRD#: 21624 / SEC#: 8-39119
BD
Terminated by SEC on 12/10/2019

Contact Information

Main Address

14800 Quorum Drive Suite 410, Dallas, TX 75254

Established

Texas since 10/22/1987

Firm Type

Corporation

Fiscal Year End

December

Documents

Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
SIMS, BILLY FLOYD JRPRESIDENT, SECRETARY ,SOLE SHAREHOLDER, FINOP, CCO AND GENERAL SECURITIES PRINCIPAL1548924

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1997About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jul 2017About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Mar 1997About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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