John A. Rojas

ROSSBY FINANCIAL

Jupiter, FL 33458

Some features on this profile are disabled

CRD#: 2860195

Professional summary

John Anthony Rojas, CFP®, who also goes by John A. Rojas, is a registered financial advisor currently at ROSSBY FINANCIAL, LLC located in Jupiter, Florida.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. John has worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

Always Fiduciary

Min. Asset: $250K–$500K

Services Offered

Comprehensive Financial Planning

Retirement Income Management

Estate Planning

Retirement Planning

Investment Planning

Tax Planning

Employee and Employer Plan Benefits

Insurance Planning

Aliases

John A. Rojas

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Vice President; Palm Beach Atlantic Alumni, West Palm Beach, FL. Jan 1, 2024, not investment related. Board member. 4 hrs per month, 0hrs during trading. 2. Content Creator; Cash Flow Academy, online. Jan 1, 2024. Not investment related. Training and education. 5 hrs per month, 0hrs during trading. 3. Investment property, Costa Rica, 5/17/2023, Airbnb rental, 3 hrs per month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Anthony Rojas's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2012

Experience

Current

September 8, 2026 - Present

ROSSBY FINANCIAL, LLC

Office #1: 601 Heritage Dr. Suite 214, Jupiter, FL 33458

RIA

CRD#: 324631

Jupiter, FL

Past

June 9, 2022 - August 31, 2026

NEWEDGE ADVISORS

RIA

CRD#: 171351

Jupiter, FL

Past

June 6, 2022 - September 17, 2026

LPL FINANCIAL LLC

CRD#: 6413

JUPITER, FL

Past

February 6, 2015 - June 14, 2022

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

PALM BEACH GARDENS, FL

Past

February 6, 2015 - June 14, 2022

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

PALM BEACH GARDENS, FL

Past

January 1, 2008 - February 9, 2015

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

PALM BEACH GARDENS, FL

Past

January 1, 2008 - February 9, 2015

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

PALM BEACH GARDENS, FL

Past

July 7, 2003 - January 1, 2008

A. G. EDWARDS & SONS, INC.

RIA

CRD#: 4

WEST PALM BEACH, FL

Past

June 23, 2003 - January 3, 2008

A. G. EDWARDS & SONS, INC.

CRD#: 4

WEST PALM BEACH, FL

Past

February 18, 2000 - July 1, 2003

1ST DISCOUNT BROKERAGE, INC.

CRD#: 39164

LAKE WORTH, FL

Past

August 4, 1998 - February 22, 2000

FFP SECURITIES, INC.

CRD#: 16337

CHESTERFIELD, MO

Past

February 28, 1997 - July 29, 1998

JOSEPH CHARLES & ASSOC., INC.

CRD#: 3949

BOCA RATON, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ROSSBY FINANCIAL, LLC

CRD#: 324631 / SEC#: 801-127370

RIA

Registered Investment Advisory firm - (2/24/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(9/8/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

What does exam status mean?

State Security Law Exam

Series 63

Status Unavailable

Passed: 9/9/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Status Unavailable

Passed: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Status Unavailable

Passed: 2/27/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Status Unavailable

Passed: 3/12/2003

General Securities Principal Examination

Current Firm

ROSSBY FINANCIAL, LLC

CRD#: 324631 / SEC#: 801-127370

RIA

Registered Investment Advisory firm - (2/24/2023 Approved)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

2412 Irwin Street, Melbourne, FL 32901

Mailing Address

Phone number

(321) 209-0111

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (35 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ROSSBY ADV PART 2A BROCHURE (4/6/2026)

ROSSBY WRAP BROCHURE 2026 (3/31/2026)

Regulatory assets under management

Total Number of Accounts	3,910
AUM (Assets Under Management)	$ 854,779,566

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

Similar Advisors

Robert Burns

J.P. MORGAN SECURITIES LLC

IAR

PALM BEACH GARDENS, FL

Spencer Carpenter Iv

TRUIST ADVISORY SERVICES, INC.

IAR

PALM BEACH, FL

Benjamin Silberman

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

PALM BEACH GARDENS, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

John A. Rojas

Professional summary

At a Glance

Services Offered

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Anthony Rojas's CRS (Customer Relationship Summary).

Certified licenses

Experience

NEWEDGE ADVISORS

LPL FINANCIAL LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

A. G. EDWARDS & SONS, INC.

A. G. EDWARDS & SONS, INC.

1ST DISCOUNT BROKERAGE, INC.

FFP SECURITIES, INC.

JOSEPH CHARLES & ASSOC., INC.

Primary Firm SEC Registration

ROSSBY FINANCIAL, LLC

State Registrations and Notice Filings

Exams

Series 63

Passed: 9/9/1997

SIE

Passed: 10/1/2018

Series 7

Passed: 2/27/1997

Series 24

Passed: 3/12/2003

Current Firm

ROSSBY FINANCIAL, LLC

Contact information

SEC notice filing (35 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ROSSBY FINANCIAL, LLC

TRUST BUT VERIFY

Contact information

Similar Advisors