Gregory T. Grillo

MTM FINANCIAL GROUP

Bethlehem, PA 18020

Some features on this profile are disabled

CRD#: 2860157

Professional summary

Gregory T Grillo, who also goes by Gregory Thomas Grillo, Gregory Thomas Reidt, Gregory T Reidt, is a registered financial advisor currently at MTM FINANCIAL GROUP, LLC located in Bethlehem, Pennsylvania and THE STRATEGIC FINANCIAL ALLIANCE, INC. located in Bethlehem, Pennsylvania.

Gregory is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Gregory has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Gregory Thomas Grillo | Gregory Thomas Reidt | Gregory T Reidt

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory T Grillo's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 9, 2018 - Present

MTM FINANCIAL GROUP, LLC

Office #1: 4505 Hanoverville Road, Bethlehem, PA 18020

RIA

CRD#: 147221

Bethlehem, PA

Current

October 2, 2018 - Present

THE STRATEGIC FINANCIAL ALLIANCE, INC.

Office #1: 4505 Hanoverville Road, Bethlehem, PA 18020

RIA

CRD#: 126514

Bethlehem, PA

Past

June 9, 2017 - October 4, 2018

TD AMERITRADE, INC.

RIA

CRD#: 7870

PHILADELPHIA, PA

Past

June 9, 2017 - October 4, 2018

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

Philadelphia, PA

Past

June 9, 2017 - October 4, 2018

TD AMERITRADE, INC.

CRD#: 7870

PHILADELPHIA, PA

Past

March 3, 2016 - June 6, 2017

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

WAYNE, PA

Past

June 30, 1999 - June 6, 2017

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WAYNE, PA

Past

January 4, 1998 - May 12, 1999

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

May 28, 1997 - December 23, 1997

J. B. HANAUER & CO.

CRD#: 6958

PARSIPPANY, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MTM FINANCIAL GROUP, LLC

112 ADVISOR | MTM FINANCIAL GROUP, LLC

CRD#: 147221 / SEC#: 801-97342

RIA

Registered Investment Advisory firm - (6/1/2015 Approved)

Pennsylvania

Registered Investment Advisory firm - (6/3/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Pennsylvania
(10/2/2018)

IAR

Pennsylvania
(11/9/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/12/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/28/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 1/22/1998

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 5/22/1997

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

MTM FINANCIAL GROUP, LLC

112 ADVISOR | MTM FINANCIAL GROUP, LLC

CRD#: 147221 / SEC#: 801-97342

RIA

Registered Investment Advisory firm - (6/1/2015 Approved)

Pennsylvania

Registered Investment Advisory firm - (6/3/2015 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

4505 Hanoverville Road, Bethlehem, PA 18020

Mailing Address

Phone number

(610) 746-7007

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV FORM 2A - MTM FINANCIAL GROUP, LLC (1/24/2025)

Regulatory assets under management

Total Number of Accounts	3,167
AUM (Assets Under Management)	$ 620,658,505

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Gregory Holland

O'HAGAN GROUP, INC.

IAR

Bethlehem, PA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Gregory T. Grillo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory T Grillo's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE STRATEGIC FINANCIAL ALLIANCE, INC.

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

MORGAN STANLEY DW INC.

J. B. HANAUER & CO.

Primary Firm SEC Registration

MTM FINANCIAL GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/12/1998

Series 63

Date: 6/28/1997

SIE

Date: 10/1/2018

Series 31

Date: 1/22/1998

Series 7

Date: 5/22/1997

FINRA

Current Firm

MTM FINANCIAL GROUP, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MTM FINANCIAL GROUP, LLC

TRUST BUT VERIFY

Similar Advisors