Robert J. Hanten

PILOT CAPITAL MANAGEMENT CORP

PLYMOUTH, MN 55447

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CRD#: 2860122

Professional summary

Robert John Hanten, who also goes by Bob Hanten, is a registered financial advisor currently at PILOT CAPITAL MANAGEMENT CORP located in Plymouth, Minnesota.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Robert has worked at 5 firms and has passed the Series 65, Series 66, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bob Hanten

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.)Solidarity Financial, Inc., Plymouth, MN 55447. Investment related. Insurance agent. A Minnesota licensed life and health insurance agent since 1991. Incorporated insurance agency as Solidarity Financial, Inc. in 1997. Thirty hours per week. 2.)Legal Shield, Ada, OK, Not investment related, Agent. Mr. Hanten is an agent for pre-paid legal services. Two hours per month

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert John Hanten's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 29, 2014 - Present

PILOT CAPITAL MANAGEMENT CORP

Office #1: 14216 23rd Avenue North, Plymouth, MN 55447

RIA

CRD#: 107684

PLYMOUTH, MN

Past

April 6, 2010 - July 1, 2010

WORKMAN SECURITIES CORPORATION

RIA

CRD#: 31898

MINNETONKA, MN

Past

March 15, 2010 - July 1, 2010

WORKMAN SECURITIES CORPORATION

CRD#: 31898

MINNETONKA, MN

Past

February 19, 2010 - March 12, 2010

PARKLAND SECURITIES, LLC

CRD#: 115368

MINNETONKA, MN

Past

January 8, 2009 - February 19, 2010

WORKMAN SECURITIES CORPORATION

RIA

CRD#: 31898

MINNETONKA, MN

Past

May 24, 2002 - February 19, 2010

WORKMAN SECURITIES CORPORATION

CRD#: 31898

MINNETONKA, MN

Past

May 16, 2001 - May 24, 2002

LFK INCORPORATED

CRD#: 6689

MINNETONKA, MN

Past

April 18, 1997 - May 10, 2001

WALNUT STREET SECURITIES, INC.

CRD#: 15840

EL SEGUNDO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(1/29/2014)

IAR

Texas
(8/26/2021)

IAR

Wisconsin
(2/28/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/27/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 6/19/2003

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 3/25/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/8/2003

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/11/1997

Investment Company Products/Variable Contracts Representative Examination

Current Firm

PILOT CAPITAL MANAGEMENT CORP

CRD#: 107684 / SEC#: 801-32154

RIA

Registered Investment Advisory firm - (6/11/2010 Terminated)

Minnesota

Registered Investment Advisory firm - (7/26/2010 Approved)

Texas

Registered Investment Advisory firm - (8/26/2021 Conditional Restricted)

Wisconsin

Registered Investment Advisory firm - (6/25/2020 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Saint Paul, MN

Mailing Address

Po Box 40171, Saint Paul, MN 55104-5485

Phone number

(612) 337-8080

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	136
AUM (Assets Under Management)	$ 54,129,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Robert J. Hanten

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert John Hanten's CRS (Customer Relationship Summary).

Certified licenses

Experience

WORKMAN SECURITIES CORPORATION

WORKMAN SECURITIES CORPORATION

PARKLAND SECURITIES, LLC

WORKMAN SECURITIES CORPORATION

WORKMAN SECURITIES CORPORATION

LFK INCORPORATED

WALNUT STREET SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/27/2008

Series 66

Date: 6/19/2003

Series 63

Date: 3/25/1997

Series 7

Date: 1/8/2003

Series 6

Date: 4/11/1997

Current Firm

PILOT CAPITAL MANAGEMENT CORP

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PILOT CAPITAL MANAGEMENT CORP

TRUST BUT VERIFY

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