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JE

Jeffrey N. Eisfelder

SFE INVESTMENT COUNSEL
LOS ANGELES, CA 90017
Some features on this profile are disabled
CRD#: 2860100
JE

Professional summary

Jeffrey N. Eisfelder, CFP®, who also goes by Jeff Nathan Eisfelder, Jeff Eisfelder, Jeffrey Eisfelder, is a registered financial advisor currently at SFE INVESTMENT COUNSEL INC. located in Los Angeles, California.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Jeffrey has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Jeff Nathan Eisfelder | Jeff Eisfelder | Jeffrey Eisfelder

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) Athlete's Edge - Managing Partner; Non-investment related; 3201 Kimberly Court Johnson City, TN 37604; Indoor training facility with batting cages and a large open quad for baseball, softball and soccer players. Jeffrey is 1 of 3 partners. Opened 01/2022. 12 hours a month. Finds baseball, softball and soccer teams to rent the space, run the books and oversee the bank accounts. 2.) GBG Southeast - Licensee Owner; Non-investment related; 1074 Hawk Nest Court Jonesborough, TN 37659. A youth travel baseball organization with travel baseball teams ranging from 8U-16U. Jeffrey is the sole licensee owner and oversees the teams in the Southeast. Start date - 08/2022; 10 hours per month spent. Help teams with their rosters, uniforms and schedules.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey N. Eisfelder's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2005

Experience

Current

March 3, 2025 - Present

SFE INVESTMENT COUNSEL INC.

Office #1: 801 S. Figueroa Street Suite 610, Los Angeles, CA 90017
RIA
CRD#: 145530
LOS ANGELES, CA
Past

November 20, 2015 - March 19, 2025

FIRST FOUNDATION ADVISORS

RIA
CRD#: 106075
JONESBOROUGH, TN
Past

March 22, 2011 - October 30, 2015

CITY NATIONAL SECURITIES, INC.

RIA
CRD#: 103705
LOS ANGELES, CA
Past

March 22, 2011 - October 30, 2015

CITY NATIONAL SECURITIES, INC.

BD
CRD#: 103705
LOS ANGELES, CA
Past

September 24, 2010 - March 22, 2011

TVA CAPITAL, LLC

BD
CRD#: 135442
IRVINE, CA
Past

February 6, 2009 - August 18, 2009

EMERALD ASSET ADVISORS LLC

RIA
CRD#: 107935
WESTON, FL
Past

February 6, 2009 - August 18, 2009

EMERALD ALLOCATION STRATEGIES, LLC

RIA
CRD#: 145770
WESTON, FL
Past

February 12, 2002 - January 5, 2009

LIDO ADVISORS

RIA
CRD#: 119540
BEVERLY HILLS, CA
Past

July 31, 2000 - December 8, 2008

INVESTMENT SECURITY CORPORATION

BD
CRD#: 47536
BEVERLY HILLS, CA
Past

March 5, 1997 - April 21, 1998

VANGUARD MARKETING CORPORATION

BD
CRD#: 7452
MALVERN, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SI
SFE INVESTMENT COUNSEL INC.
SFE INVESTMENT COUNSEL INC. | SFE INVESTMENT COUNSEL, INC.

CRD#: 145530 / SEC#: 801-68580

RIA
Registered Investment Advisory firm - (10/24/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(3/3/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 6/21/2001
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 3/7/1997
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/30/2015
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/29/2001
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 3/4/1997
Investment Company Products/Variable Contracts Representative Examination

Current Firm

SI
SFE INVESTMENT COUNSEL INC.
SFE INVESTMENT COUNSEL INC. | SFE INVESTMENT COUNSEL, INC.

CRD#: 145530 / SEC#: 801-68580

RIA
Registered Investment Advisory firm - (10/24/2007 Approved)
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Contact information

Main Address
801 S. Figueroa Street Suite 610, Los Angeles, CA 90017
Mailing Address
Phone number
(213) 612-0220
Established
Firm type
Fiscal year end
# of Employees
11

SEC notice filing (11 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (7/7/2025)

Regulatory assets under management

Total Number of Accounts772
AUM (Assets Under Management)$ 581,606,303

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SFE INVESTMENT COUNSEL INC.

CRD#: 145530Los Angeles, CA 90017

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