David B. Campbell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Bernard Campbell was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1997. David had worked at 7 firms and has passed the Series 63, SIE and Series 37 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 20, 2019 - December 2, 2019
VIRTU AMERICAS LLC
March 28, 2017 - December 2, 2019
VIRTU ITG LLC
November 21, 2012 - January 25, 2016
GRIFFITHS MCBURNEY CORP.
April 26, 2010 - August 24, 2012
VIII CAPITAL CORP.
February 26, 2001 - January 18, 2005
FIRSTENERGY CAPITAL (USA) CORP.
June 5, 1998 - July 19, 2000
NEWCREST CAPITAL CORPORATION
April 29, 1997 - March 18, 1998
GORDON CAPITAL INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 37
Date: 3/29/2010
Canada Module of the General Securities Registered Representative (With Options Questions)Current Firm
VIRTU AMERICAS LLC
CRD#: 149823 / SEC#: , 8-68193
Contact information
FINRA licenses (51 States and Territories)
Documents
Disclosures
| Regulatory Event | 57 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
