Pierluigi Gastone

MEDIOBANCA SECURITIES USA LLC

New York, NY 10018

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CRD#: 2860069

Professional summary

Pierluigi Gastone, who also goes by VIllasela Gastone, is a registered financial professional currently at MEDIOBANCA SECURITIES USA LLC located in New York, New York.

Pierluigi is registered as a RR (Registered Representative) and started their career in finance in 1997. Pierluigi has worked at 4 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Villasela Gastone

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Pierluigi Gastone's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 18, 2007 - Present

MEDIOBANCA SECURITIES USA LLC

Office #1: 1450 Broadway 37th Floor, New York, NY 10018Office #2: 1450 Broadway 37th Floor, New York, NY 10018

CRD#: 143189

New York, NY

Past

August 31, 2005 - September 29, 2006

CREDIT AGRICOLE CHEUVREUX NORTH AMERICA, INC.

CRD#: 8010

NEW YORK, NY

Past

June 29, 1998 - August 18, 2005

UBS SECURITIES LLC

CRD#: 7654

NEW YORK, NY

Past

September 18, 1997 - June 29, 1998

SBC WARBURG DILLON READ INC.

CRD#: 1650

STAMFORD, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(8/1/2016)

New York
(7/18/2007)

Exams

State Security Law Exam

Series 63

Date: 10/26/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/9/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 14

Date: 1/2/2023

Compliance Officer Examination

Principal/Supervisory Exam

Series 24

Date: 3/13/2007

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

MEDIOBANCA SECURITIES USA LLC

MEDIOBANCA SECURITIES USA | MEDIOBANCA SECURITIES USA LLC

CRD#: 143189 / SEC#: , 8-67538

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

1450 Broadway 37th Floor, New York, NY 10018

Mailing Address

1450 Broadway 37th Floor, New York, NY 10018

Phone number

(212) 991-4744

Established

Delaware since 08/23/2006

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (2 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
MEDIOBANCA BANCA DI CREDITO FINANZIARIO S.P.A.	100% OWNER
ACHZET, DAVID EDWARD	CHIEF COMPLIANCE OFFICER	1209132
ALMERINI, LOUIS ACHILLE	FINOP/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATIONS OFFICER	1605183
PULA, MASSIMILIANO	CEO	5446174
ROMEO, ROBERTO	DIRECTOR	7640931
ROTUNNO, ANNALISA	DIRECTOR	7640314

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Pierluigi Gastone

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Pierluigi Gastone's CRS (Customer Relationship Summary).

Certified licenses

Experience

CREDIT AGRICOLE CHEUVREUX NORTH AMERICA, INC.

UBS SECURITIES LLC

SBC WARBURG DILLON READ INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 10/26/1998

Series 79TO

Date: 1/2/2023

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 6/9/1997

Series 14

Date: 1/2/2023

Series 24

Date: 3/13/2007

FINRA

Current Firm

MEDIOBANCA SECURITIES USA LLC

Contact information

FINRA licenses (2 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

MEDIOBANCA SECURITIES USA LLC

TRUST BUT VERIFY

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