Francisco J. Melendez Barrera
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Francisco Jose Melendez Barrera, who also goes by Francisco Jose Melendez, Francisco Melendez, Paco Melendez, Francisco J Melendez-barrera, Francisco Jose Melendez-barrera, was a registered financial professional .
Francisco is a previously registered financial professional and started their career in finance in 1997. Francisco had worked at 9 firms and has passed the Series 66, Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 4, 2016 - January 31, 2017
KOVACK SECURITIES INC.
November 20, 2014 - December 31, 2015
KOVACK SECURITIES INC.
August 27, 2010 - April 18, 2011
IFS SECURITIES
February 12, 2009 - August 27, 2010
NFSG CORPORATION
December 15, 2008 - August 27, 2010
NEWBRIDGE SECURITIES CORPORATION
October 24, 2008 - November 22, 2008
AMERIPRISE FINANCIAL SERVICES, LLC
October 22, 2008 - November 22, 2008
AMERIPRISE FINANCIAL SERVICES, LLC
June 10, 2008 - July 30, 2008
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
March 13, 2008 - July 30, 2008
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
April 24, 2001 - August 13, 2004
CITIGROUP GLOBAL MARKETS INC.
May 21, 1998 - April 25, 2001
DORAL SECURITIES, INC.
April 16, 1997 - May 27, 1998
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
KOVACK SECURITIES INC.
CRD#: 44848 / SEC#: , 8-50847
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 5 |
Red Flags
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