Robert C. Bloch
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Carl Bloch was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 2000. Robert had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 24, 2021 - May 5, 2023
LBMZ SECURITIES, INC.
December 20, 2019 - August 10, 2023
ZACKS INVESTMENT MANAGEMENT, INC.
April 16, 2019 - September 4, 2019
LIDO
October 8, 2018 - March 15, 2019
LBMZ SECURITIES, INC.
April 6, 2017 - April 30, 2019
ZACKS INVESTMENT MANAGEMENT, INC.
May 1, 2012 - April 7, 2017
M. S. HOWELLS & CO.
March 9, 2007 - May 1, 2012
MOORS & CABOT, INC.
August 15, 2002 - March 1, 2007
M. S. HOWELLS & CO.
February 10, 2000 - September 10, 2001
DEUTSCHE BANK SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 3/13/2010
Limited Representative-Equity Trader ExamCurrent Firm
LBMZ SECURITIES, INC.
CRD#: 7874 / SEC#: , 8-23266
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 8 |
Red Flags
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