Ronald C. Dugan

AMERITRUST INVESTMENT ADVISORS

Tulsa, OK 74135

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CRD#: 2859784

Professional summary

Ronald Charles Dugan JR., who also goes by Ron Dugan, Ronald Charles Dugan, is a registered financial advisor currently at AMERITRUST INVESTMENT ADVISORS INC located in Tulsa, Oklahoma.

Ronald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Ronald has worked at 4 firms and has passed the Series 66, Series 65, SIE and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ron Dugan | Ronald Charles Dugan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ronald Charles Dugan JR.'s CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 23, 2021 - Present

AMERITRUST INVESTMENT ADVISORS INC

Office #1: 4506 S Harvard Ave, Tulsa, OK 74135

RIA

CRD#: 108589

Tulsa, OK

Past

November 13, 2018 - January 21, 2021

HAWKINS INVESTMENT COUNSEL, LLC

RIA

CRD#: 134857

Allen, TX

Past

October 4, 2010 - August 15, 2016

GUIDESTONE FINANCIAL SERVICES

CRD#: 148249

DALLAS, TX

Past

July 28, 2003 - August 4, 2010

RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC

CRD#: 21771

TACOMA, WA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oklahoma
(2/23/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/1/2005

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 2/11/1997

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 8/15/2016

Securities Industry Essentials Examination

Principal/Supervisory Exam

Series 26

Date: 3/21/2014

Investment Company Products/Variable Contracts Principal Examination

Current Firm

AMERITRUST INVESTMENT ADVISORS INC

CRD#: 108589 / SEC#: 801-54219

RIA

Registered Investment Advisory firm - (7/10/2012 Terminated)

Arkansas

Registered Investment Advisory firm - (11/26/2012 Terminated)

Kansas

Registered Investment Advisory firm - (11/26/2012 Terminated)

Oklahoma

Registered Investment Advisory firm - (6/28/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

4506 S Harvard Ave, Tulsa, OK 74135

Mailing Address

Phone number

(918) 610-8080

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	193
AUM (Assets Under Management)	$ 60,874,954

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/09/2025	Cover Page	Report
12/19/2024	Cover Page	Report
03/27/2024	Cover Page	Report
02/28/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Ronald C. Dugan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ronald Charles Dugan JR.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERITRUST INVESTMENT ADVISORS INC

HAWKINS INVESTMENT COUNSEL, LLC

GUIDESTONE FINANCIAL SERVICES

RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/1/2005

Series 65

Date: 2/11/1997

SIE

Date: 8/15/2016

Series 26

Date: 3/21/2014

Current Firm

AMERITRUST INVESTMENT ADVISORS INC

Contact information

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

AMERITRUST INVESTMENT ADVISORS INC

TRUST BUT VERIFY

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