Craig R. Tackett
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Craig Ryan Tackett was a registered financial professional .
Craig is a previously registered financial professional and started their career in finance in 1997. Craig had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 11, 2021 - April 27, 2023
PAYCHEX SECURITIES CORPORATION
April 28, 2009 - January 6, 2021
ADP BROKER-DEALER, INC.
February 11, 2008 - April 15, 2009
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
June 16, 2003 - January 22, 2008
ADP BROKER-DEALER, INC.
July 30, 2002 - December 20, 2002
DOMESTIC SECURITIES, INC.
June 21, 2000 - April 4, 2001
TAFFERER TRADING, LLC
March 8, 1999 - June 28, 2000
UBS FINANCIAL SERVICES INC.
August 6, 1997 - March 9, 1999
RYAN BECK & CO.
June 17, 1997 - July 16, 1997
THE JEFFREY MATTHEWS FINANCIAL GROUP, L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 8/1/2000
Limited Representative-Equity Trader ExamCurrent Firm
PAYCHEX SECURITIES CORPORATION
CRD#: 39733 / SEC#: , 8-48942
Contact information
FINRA licenses (51 States and Territories)
Red Flags
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