Erick John Reim

ELEMENT SQUARED PRIVATE WEALTH

MINNEAPOLIS, MN · CRD#

LPL FINANCIAL LLC

LAKE ELMO, MN · CRD#

LPL ENTERPRISE, LLC

ST LOUIS PARK, MN · CRD#

WELLS FARGO CLEARING SERVICES, LLC

CRYSTAL, MN · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

28 years registered in the securities industry

Current & Past Employments

Current

OSAIC WEALTH, INC.Current·CRD# 23131

RIA

BD

30 East 7th Street Suite 230, St Paul, MN 55101

January 19, 2024 - Present

OSAIC WEALTH, INC.Current·CRD# 23131

RIA

BD

30 East 7th Street Suite 230, St Paul, MN 55101

January 19, 2024 - Present

Past

WOODBURY FINANCIAL SERVICES, INC.Past·CRD# 421

RIA

St Paul, MN

January 28, 2014 - January 19, 2024

WOODBURY FINANCIAL SERVICES, INC.Past·CRD# 421

BD

St Paul, MN

February 23, 2005 - January 19, 2024

MONY SECURITIES CORPORATIONPast·CRD# 4386

BD

New York, NY

December 2, 2003 - March 3, 2005

TRUSTED SECURITIES ADVISORS CORP.Past·CRD# 24049

BD

New York, NY

March 6, 2002 - December 2, 2003

PIPER SANDLER & CO.Past·CRD# 665

BD

Minneapolis, MN

March 4, 1998 - April 12, 2001

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Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Current Firm

OW

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

BD

Broker-Dealer Firm Regulated by FINRA (Denver district office)

Contact Information

Main Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Mailing Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Phone Number

(800) 821-5100

Established

Delaware since 08/05/1988

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Large

# of Employees

8,979

SEC notice filing (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

Documents

Part 2 Brochures

SIGNATOR MANAGED ACCOUNT PLATFORM (8/28/2026)

OSAIC WEALTH, INC ADV PART 2A (8/28/2026)

Direct owners and executive officers

Name	Position	CRD#
OSAIC, INC.	SHAREHOLDER	—
FORD, ERINN JUNE	DIRECTOR	2176816
MIHAL, SHAWN MICHAEL	SVP, CHIEF COMPLIANCE OFFICER	3262384
MITCHELL, CHRISTOPHER MILLS	CORPORATE TREASURER, FINANCIAL PRINCIPAL	2420144
PRICE, JAMES DALE	CHAIRMAN	1243224
REID, SHANNON	CEO, PRESIDENT, DIRECTOR	4815189
SCHLUETER, MATTHEW ADAM	EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR	2627931

Regulatory Assets Under Management

Total Number of Accounts

850,797

AUM (Assets Under Management)

$234,858,518,740

Disclosures

Regulatory Event

51

Arbitration

31

Bond

7

Accountant Surprise Examination Report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/14/2025	Cover Page	Report
12/18/2024	Cover Page	Report
01/26/2024	Cover Page	Report

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) ALLIANCE FINANCIAL SERVICE INVESTMENT & RETIREMENT ADVISORS; INV RELATED; 55 E 5TH ST STE 115 ST. PAUL,MN 55101; IT IS THE DBA WHICH I USE TO PERFORM SECURITIES RELATED BUSINESS, WE OFFER THESE SERVICES TO OUR CUSTOMERS; FINANCIAL ADVISOR; 3/1/03; 4HR/MON; 4HR/MNO; ARE WE MEET WITH INVESTMENT CUSTOMERS TO DETERMINE THEIR NEEDS THESE PRODUCTS ARE ALSO DISCUSSED AND IF APPROATE WE WOULD SELL THESE PRODUCTS. 2) ALLIANCE BANK POS: SVP Finance NATURE: Corporation INVESTMENT RELATED: Yes # OF HRS: 100 SECURITIES TRADING HRS: 100 START DATE: 9/1/01 ADDY: 30 East 7th Street, STE 230, ST. PAUL MN 55101 DESCRIPT: I am an employee of Alliance Bank. I am a SVP of Finance. Part of my job duties for Alliance Bank include overseeing the Bank Bond Portfolio, setting deposit rates, sitting on various committees including ALCO and Risk Management, manage Internal Audit and Compliance, sit on the Bank's Board of Directors. I have a 24% ownership interest in the Holding Company. 3) ALLIANCE FINANCIAL SERVICE INVESTMENT AND RETIREMENT ADVISORS POS: Financial Advisor NATURE: Life Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2001 ADDY: 30 East 7th Street, Suite 230, ST. PAUL MN 55101, United States DESCRIPTION: Life insurance sales 4) VICTOR P. REIM, JR. - SUBSHARE OF THE MARIE BREMER REIM TRUST POS: Trustee NATURE: Trust INVESTMENT RELATED: Yes # OF HRS: 1 SECURITIES TRADING HRS: 0 START DATE: 1/1/97 ADDY: 30 East 7th Street, STE 230, ST. PAUL MN 55101, United States DESCRIPT: Trustee of the Trust 5) BBRW LLC POS: None NATURE: Family LLC INVESTMENT RELATED: Yes # OF HRS: 0 SECURITIES TRADING HRS: 0 START DATE: 11/7/07 ADDY: 55 East Fifth Street, St. Paul MN 55101 DESCRIPT: None 6) DOVE CREEK LLC POSITION: Member NATURE: Family LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/25/2013 ADDRESS: 55 East Fifth Street, St. Paul MN 55101 DESCRIPTION: None 7) OUR 4 LLC POSITION: Member NATURE: Family LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/06/2013 ADDRESS: 55 East Fifth Street, St. Paul MN 55101, United States DESCRIPTION: None 8) MIER COIN, LLC POSITION: None NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2022 ADDRESS: 55 East Fifth Street, ST. PAUL MN 55101, United States DESCRIPTION: None 9) THE BONNIE L. REIM REVOCABLE TRUST DTD 12/11/2018 POSITION: Co-Trustee NATURE: Upon my mother (Bonnie L Reim) passing I became the Co-Trustee of the aforementioned trust. I had been the sole advisor on my mothers personal investment accounts. The accounts moved to the revocable trust via the Will. As Co-Trustee, I am responsible with my sister Ann Reim Woessner to execute the distribution of assets per the documents. INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 06/16/2025 ADDRESS: 30 East 7th Street, Suite 230, ST. PAUL MN 55101, United States DESCRIPTION: Upon my mother (Bonnie L Reim) passing I became the Co-Trustee of the aforementioned trust. I had been the sole advisor on my mothers personal investment accounts. The accounts moved to the revocable trust via the Will. As Co-Trustee, I am responsible with my sister Ann Reim Woessner to execute the distribution of assets per the documents. 10) ALLIANCE BANK POS: President NATURE: Corp INVESTMENT RELATED: Yes # OF HRS: 100 SECURITIES TRADING HRS: 100 START DATE: 9/1/01 ADDY: 30 East 7th Street, Suite 230, ST. PAUL MN 55101 DESCRIPT: I am an employee of Alliance Bank starting in September of 2001. I was named President of Alliance Bank on January 28, 2026. My job duties for Alliance Bank include overseeing Human Resources, Finance, IT, Compliance and Internal Audit. I sit and Chair various committees including deposit pricing, ALCO and Risk Management. I also am a member of the Bank's Board of Directors. I have a 24% ownership interest in the Holding Company.

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