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VK

Victor M. Kwitkiwski

HAND SECURITIES,
Houston, TX 77024
Some features on this profile are disabled
CRD#: 2859248
VK

Professional summary

Victor Michael Kwitkiwski JR, who also goes by VIctor Michael Kwitkiwski, is a registered financial professional currently at HAND SECURITIES, INC located in Houston, Texas.

Victor is registered as a RR (Registered Representative) and started their career in finance in 1997. Victor has worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Victor Michael Kwitkiwski

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Victor Michael Kwitkiwski JR's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 30, 2021 - Present

HAND SECURITIES, INC

Office #1: 820 Gessner Ste 1250, Houston, TX 77024
BD
CRD#: 45198
Houston, TX
Past

January 21, 2016 - July 26, 2019

EMPOWER FINANCIAL SERVICES, INC.

BD
CRD#: 13109
ANDOVER, MA
Past

January 26, 2015 - January 21, 2016

MFA ASSET MANAGEMENT, LLC

RIA
CRD#: 133164
TEWKSBURY, MA
Past

March 17, 2014 - December 2, 2014

STADION MONEY MANAGEMENT, LLC

RIA
CRD#: 112608
WATKINSVILLE, GA
Past

September 9, 2013 - February 3, 2014

KESTRA INVESTMENT SERVICES, LLC

RIA
CRD#: 42046
NEWTON, MA
Past

September 9, 2013 - February 3, 2014

KESTRA INVESTMENT SERVICES, LLC

BD
CRD#: 42046
NEWTON, MA
Past

November 8, 2011 - August 2, 2013

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
BEDFORD, NH
Past

November 8, 2011 - August 2, 2013

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
BEDFORD, NH
Past

May 17, 2011 - October 19, 2011

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
MANCHESTER, NH
Past

April 4, 2011 - October 19, 2011

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
MANCHESTER, NH
Past

February 28, 2007 - March 14, 2011

DWS DISTRIBUTORS, INC.

BD
CRD#: 37306
CHICAGO, IL
Past

August 15, 2005 - February 20, 2007

FIDELITY DISTRIBUTORS COMPANY LLC

BD
CRD#: 17507
NEW YORK, NY
Past

December 17, 2003 - July 18, 2005

DWS DISTRIBUTORS, INC.

BD
CRD#: 37306
CHICAGO, IL
Past

September 20, 2002 - December 15, 2003

LEGG MASON WOOD WALKER, INCORPORATED

BD
CRD#: 6555
BALTIMORE, MD
Past

March 2, 2000 - September 9, 2002

FIDELITY DISTRIBUTORS COMPANY LLC

BD
CRD#: 17507
SMITHFIELD, RI
Past

June 17, 1997 - February 24, 1999

FIDELITY DISTRIBUTORS COMPANY LLC

BD
CRD#: 17507
SMITHFIELD, RI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(4/30/2021)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 5/16/2011
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 5/19/1997
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/3/2003
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 6/16/1997
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

HS
HAND SECURITIES, INC
AMERICAN INDUSTRIES RETIREMENT SECURITIES CORPORATION | RETIREMENT SECURITIES, INC. | HAND SECURITIES, INC

CRD#: 45198 / SEC#: , 8-51001

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information

Main Address
820 Gessner Ste 1250, Houston, TX 77024
Mailing Address
820 Gessner Ste 1250, Houston, TX 77024
Phone number
(713) 460-1000
Established
Texas since 02/02/1998
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (38 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
HAND BENEFITS AND TRUST COOWNER
HAND, STEPHEN SAWYERCHIEF COMPLIANCE OFFICER1950983
HAND, STEPHEN SAWYERPRESIDENT1950983
HAND, STEPHEN SAWYERFINOP1950983
ZIMMERMAN, GREGG KEITHLEYVICE PRESIDENT4840878

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HAND SECURITIES, INC

CRD#: 45198Houston, TX 77024

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