Colleen M. Graff
Professional summary
Colleen Marie Graff, who also goes by Colleen Jensen, Colleen Jensen-kelly, Colleen Marie Kelly, Colleen Kelly, Colleen Marie Kellyjensen, Colleen Kellyjensen, is a registered financial advisor currently at CABIN ADVISORS, LLC located in Laguna Niguel, California and CABIN SECURITIES, INC. located in Laguna Niguel, California.
Colleen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Colleen has worked at 7 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 55, Series 7, Series 3 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Colleen Marie Graff's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 27, 2022 - Present
CABIN ADVISORS, LLC
Office #1: 30012 Ivy Glenn Dr. Ste 180a, Laguna Niguel, CA 92677May 17, 2021 - Present
CABIN SECURITIES, INC.
Office #1: 30011 Ivy Glenn Drive #220, Laguna Niguel, CA 92677June 27, 2022 - Present
JCC CAPITAL MARKETS, LLC
Office #1: 30011 Ivy Glenn Dr #220, Laguna Niguel, CA 92677October 9, 2007 - July 9, 2008
SYNDICATED CAPITAL, INC.
July 17, 2007 - August 10, 2007
BROOKSTREET SECURITIES CORPORATION
August 19, 2003 - November 23, 2005
FIRST SECURITIES USA, INC.
February 14, 2000 - June 29, 2007
BROOKSTREET SECURITIES CORPORATION
June 9, 1999 - February 1, 2000
CANTERBURY CONSULTING INCORPORATED
Primary Firm SEC Registration
CABIN ADVISORS, LLC
CRD#: 312547 / SEC#: 801-132884
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/18/2021)
(9/27/2022)
(9/27/2022)
(4/14/2023)
(6/15/2023)
(5/25/2023)
(1/18/2024)
Exams
Series 7TO
Date: 5/17/2021
General Securities Representative ExaminationSeries 55
Date: 4/24/2000
Limited Representative-Equity Trader ExamFINRA
Current Firm
CABIN ADVISORS, LLC
CRD#: 312547 / SEC#: 801-132884
Contact information
SEC notice filing (35 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 561 |
| AUM (Assets Under Management) | $ 133,637,000 |
Red Flags
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