Melinda F. Davis

CORNERSTONE WEALTH PLANNING

Auburn, ME 04210

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CRD#: 2859112

Professional summary

Melinda Frost Davis, CFP®, who also goes by Melinda F Davis, Mindy Davis, Melinda Jane Frost, is a registered financial advisor currently at CORNERSTONE WEALTH PLANNING located in Auburn, Maine and LPL FINANCIAL LLC located in Auburn, Maine.

Melinda is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Melinda has worked at 6 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Melinda F Davis | Mindy Davis | Melinda Jane Frost

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 08/28/2008 - CORNERSTONE WEALTH PLANNING - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 5/1/2020 - Cornerstone Wealth Planning - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 01/17/2020 - 165 Hours Per Month/133 Hours During Securities Trading - I provide investment advisory services through Cornerstone Wealth Planning, an independent investment advisor firm. I started this business activity in 01/2020. I expect to spend approximately 165 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3) 02/06/2025 - MINDY DAVIS - Investment Related - Real Estate Rental - Home Based - Start Date:01/15/2025 - 1 Hrs/Mth - 0 Hrs During Trading.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Melinda Frost Davis's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2006

Experience

Current

January 17, 2020 - Present

CORNERSTONE WEALTH PLANNING

Office #1: 79 Main Street, Auburn, ME 04210

RIA

CRD#: 306182

Auburn, ME

Current

August 28, 2008 - Present

LPL FINANCIAL LLC

Office #1: 79 Main St, Auburn, ME 04210-5811

RIA

CRD#: 6413

Auburn, ME

Past

August 28, 2008 - July 2, 2020

LPL FINANCIAL LLC

RIA

CRD#: 6413

MT PLEASANT, SC

Past

January 1, 2005 - August 28, 2008

BANCNORTH INVESTMENT GROUP, INC.

CRD#: 31299

AUBURN, ME

Past

June 26, 2002 - August 28, 2008

CETERA INVESTMENT SERVICES LLC

RIA

CRD#: 15340

AUBURN, ME

Past

June 6, 2001 - January 1, 2005

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

ST. CLOUD, MN

Past

October 31, 1997 - June 6, 2001

COMPULIFE INVESTOR SERVICES, INC.

CRD#: 21543

ST. CLOUD, MN

Past

March 13, 1997 - November 3, 1997

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(8/28/2008)

Maine
(8/28/2008)

IAR

Maine
(1/17/2020)

North Carolina
(1/31/2013)

IAR

South Carolina
(1/5/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 5/11/2000

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 6/30/1999

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/12/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/23/2008

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

CORNERSTONE WEALTH PLANNING

CRD#: 306182 / SEC#:

Maine

Registered Investment Advisory firm - (1/17/2020 Approved)

South Carolina

Registered Investment Advisory firm - (1/5/2021 Approved)

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Contact information

Main Address

79 Main Street, Auburn, ME 04210

Mailing Address

Phone number

(207) 376-3160

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	386
AUM (Assets Under Management)	$ 88,021,305

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Melinda F. Davis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Melinda Frost Davis's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

BANCNORTH INVESTMENT GROUP, INC.

CETERA INVESTMENT SERVICES LLC

CETERA INVESTMENT SERVICES LLC

COMPULIFE INVESTOR SERVICES, INC.

OSAIC WEALTH, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 5/11/2000

Series 65

Date: 6/30/1999

SIE

Date: 10/1/2018

Series 7

Date: 3/12/1997

Series 24

Date: 9/23/2008

FINRA

Current Firm

CORNERSTONE WEALTH PLANNING

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CORNERSTONE WEALTH PLANNING

TRUST BUT VERIFY

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