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John Frank Hinrichs

John F. Hinrichs

CELTIC CAPITAL
HOUSTON, TX
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CRD#: 2859111
John Frank Hinrichs

Professional summary


John Frank Hinrichs, CFP®, who also goes by John Hinrichs, is a registered financial advisor currently at CELTIC CAPITAL CORPORATION located in Houston, Texas.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. John has worked at 1 firm and has passed the Series 63, Series 65 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


John Hinrichs

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
LEGAL SERVICES

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view John Frank Hinrichs's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Start date: 1998

Experience


Current

January 9, 2004 - Present

CELTIC CAPITAL CORPORATION

RIA
CRD#: 116707
HOUSTON, TX

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(1/9/2004)

Exams


State Security Law Exam
RR
Series 63
Date: 5/1/1997
Uniform Securities Agent State Law Examination
State Security Law Exam
General Industry/Product Exam

Current Firm


CC
CELTIC CAPITAL CORPORATION
CELTIC CAPITAL CORPORATION | TRAFTON ACADEMY | JOHN F. HINRICHS

CRD#: 116707 / SEC#:

Texas
Registered Investment Advisory firm - (3/19/2001 Approved)
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Contact information


Main Address
Houston, TX
Mailing Address
5233 Bellaire Blvd. # 444, Bellaire, TX 77401-3901
Phone number
(713) 927-3470
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts32
AUM (Assets Under Management)$ 5,513,543

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


CELTIC CAPITAL CORPORATION

CRD#: 116707Houston, TX

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