Stephen B. Wert
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen Bruce Wert was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 1997. Stephen had worked at 6 firms and has passed the Series 65, Series 66, Series 63, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 14, 2021 - July 29, 2022
BESPOKE CAPITAL MANAGEMENT LLC
May 3, 2010 - April 24, 2018
NPF INVESTMENT ADVISORS
May 16, 2003 - January 31, 2007
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
May 2, 2003 - January 31, 2007
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
March 9, 2002 - May 16, 2003
RBC CAPITAL MARKETS, LLC
October 14, 1998 - March 9, 2002
TUCKER ANTHONY INCORPORATED
April 22, 1997 - October 21, 1998
KEYBANC CAPITAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BESPOKE CAPITAL MANAGEMENT LLC
CRD#: 313824 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 3 |
| AUM (Assets Under Management) | $ 8,300,000 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
