Gary Grigorian
Professional summary
Gary Grigorian, who also goes by Garen Grigorian, Karen Grigorian, is a registered financial advisor currently at CITIZENS SECURITIES, INC. located in Johnston, Rhode Island and CITIZENS PRIVATE WEALTH located in Johnston, Rhode Island.
Gary is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Gary has worked at 15 firms and has passed the Series 66, Series 99TO, Series 52TO, SIE, Series 7, Series 6, Series 4, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Gary Grigorian's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 8, 2025 - Present
CITIZENS SECURITIES, INC.
Office #1: 1 Citizens Bank Way, Johnston, RI 02919June 27, 2025 - Present
CITIZENS PRIVATE WEALTH
Office #1: One Citizens Bank Way Jcb135, Johnston, RI 02919January 8, 2025 - Present
CITIZENS SECURITIES, INC.
Office #1: 1 Citizens Bank Way, Johnston, RI 02919May 30, 2024 - July 13, 2024
J.P. MORGAN SECURITIES LLC
September 29, 2023 - July 13, 2024
J.P. MORGAN SECURITIES LLC
August 16, 2022 - July 17, 2024
J.P. MORGAN PRIVATE WEALTH ADVISORS LLC
August 9, 2022 - September 29, 2023
FIRST REPUBLIC SECURITIES COMPANY, LLC
March 25, 2017 - August 8, 2022
MML INVESTORS SERVICES, LLC
March 25, 2017 - August 8, 2022
MML INVESTORS SERVICES, LLC
April 15, 2015 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
April 10, 2015 - July 8, 2016
METLIFE INVESTORS DISTRIBUTION COMPANY
April 10, 2015 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
May 10, 2013 - March 5, 2015
INTERACTIVE ADVISERS, INTERACTIVE ADVISORS
August 2, 2007 - May 1, 2013
WALNUT STREET SECURITIES, INC.
August 2, 2007 - May 1, 2013
TOWER SQUARE SECURITIES, INC.
August 2, 2007 - May 1, 2013
NEW ENGLAND SECURITIES
August 2, 2007 - May 1, 2013
WALNUT STREET SECURITIES, INC.
August 2, 2007 - May 1, 2013
TOWER SQUARE SECURITIES, INC.
August 2, 2007 - May 1, 2013
NEW ENGLAND SECURITIES
August 2, 2007 - May 1, 2013
METLIFE INVESTORS DISTRIBUTION COMPANY
May 8, 2007 - May 1, 2013
MSI FINANCIAL SERVICES, INC.
April 27, 2007 - May 1, 2013
MSI FINANCIAL SERVICES, INC.
October 20, 2004 - April 17, 2007
BANC OF AMERICA INVESTMENT SERVICES, INC.
October 20, 2004 - April 17, 2007
BANC OF AMERICA INVESTMENT SERVICES, INC.
May 19, 2004 - October 20, 2004
QUICK & REILLY, INC.
April 22, 2004 - October 20, 2004
QUICK & REILLY, INC.
April 25, 1997 - July 9, 1997
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
Primary Firm SEC Registration
CITIZENS PRIVATE WEALTH
CRD#: 106743 / SEC#: 801-40835
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/8/2025)
(1/8/2025)
Exams
Series 99TO
Date: 2/21/2025
Operations Professional ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
CITIZENS PRIVATE WEALTH
CRD#: 106743 / SEC#: 801-40835
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 7,846 |
| AUM (Assets Under Management) | $ 12,182,945,000 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/28/2025 | ||
| 07/28/2023 | ||
| 10/28/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CITIZENS PRIVATE WEALTH
CRD#: 106743Johnston, RI 02919TRUST BUT VERIFY
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