William F. Schatz
Professional summary
William Francis Schatz, who also goes by Bill Schatz, Bill Francis Schatz Jr, William F Schatz, William Francis Schatz, William Francis Schatz Jr., is a registered financial professional currently at ALLIANZ LIFE FINANCIAL SERVICES, LLC located in Minneapolis, Minnesota.
William is registered as a RR (Registered Representative) and started their career in finance in 1997. William has worked at 11 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William Francis Schatz's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 17, 2023 - Present
ALLIANZ LIFE FINANCIAL SERVICES, LLC
Office #1: 5701 Golden Hills Drive, Minneapolis, MN 55416January 7, 2022 - July 14, 2023
THE LEADERS GROUP, INC.
February 13, 2015 - March 12, 2020
EQUITABLE DISTRIBUTORS, LLC
March 3, 2011 - December 10, 2014
TRANSAMERICA FINANCIAL ADVISORS, LLC
September 5, 2006 - May 4, 2009
KESTRA INVESTMENT SERVICES, LLC
October 31, 2002 - February 25, 2006
CITICORP INVESTMENT SERVICES
July 29, 2002 - September 30, 2002
MML INVESTORS SERVICES, LLC
August 3, 2000 - July 11, 2002
MONY SECURITIES CORPORATION
March 25, 1998 - July 25, 2000
NYLIFE SECURITIES LLC
March 7, 1997 - March 2, 1998
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
March 7, 1997 - March 2, 1998
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/17/2023)
Exams
FINRA
Current Firm
ALLIANZ LIFE FINANCIAL SERVICES, LLC
CRD#: 612 / SEC#: , 8-13630
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLIANZ LIFE INSURANCE COMPANY OF NORTH AMERICA | OWNER | |
| DIAN, MATTHEW CHRISTOPHER | CHIEF COMPLIANCE OFFICER | 2246088 |
| GAUMOND, WILLIAM EDWARD | DIRECTOR | 5294073 |
| HELMEN, JOHN CURTIS | ASSISTANT VICE PRESIDENT, DISTRIBUTION NATIONAL ACCOUNTS | 4988276 |
| LORD-KRAHN, KRISTINE MARIE | CHIEF LEGAL OFFICER | 4241291 |
| THOMES, ERIC JON | CHIEF EXECUTIVE OFFICER | 4645308 |
| WALTHER, COREY JAY | PRESIDENT | 2398952 |
| WYSOCKI, REBECCA | PRINCIPAL FINANCIAL OFFICER | 6558204 |
| WYSOCKI, REBECCA | CHIEF FINANCIAL OFFICER | 6558204 |
| WYSOCKI, REBECCA | PRINCIPAL OPERATIONS OFFICER | 6558204 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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