Shawn G. Mcpherson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Shawn Gregory Mcpherson was a registered financial professional .
Shawn is a previously registered financial professional and started their career in finance in 1997. Shawn had worked at 4 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 6, 2000 - January 2, 2001
BERGER DISTRIBUTORS LLC
February 2, 2000 - June 27, 2000
CHARLES SCHWAB & CO., INC.
March 16, 1999 - June 11, 1999
ONE ORCHARD EQUITIES, INC.
July 14, 1997 - February 19, 1998
LPL FINANCIAL LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BERGER DISTRIBUTORS LLC
CRD#: 41436 / SEC#: , 8-49427
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BERGER FINANCIAL GROUP LLC | MEMBER/OWNER | |
| BOSCH, ANTHONY RAYMOND | PRESIDENT, CEO, MANAGER & CHIEF COMPLIANCE OFFICER | 4333203 |
| FERRIE, BRIAN SCOTT | VICE PRESIDENT, TREASURER & CHIEF FINANCIAL OFFICER | 1649074 |
| ISEMAN, ANDREW JAMES | MANAGER | 2337042 |
| TEAGUE, JANICE MARGUERITE | VICE PRESIDENT & SECRETARY | 1849740 |
| VREELAND, BARBARA SUE | ASSISTANT SECRETARY | 1662634 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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