Shawn Gregory Mcpherson
Professional Summary
Shawn Gregory Mcpherson was a registered financial advisor. Shawn was a previously registered financial professional and started their career in finance 1997 - 2001. Shawn had worked at 4 firms and has passed the Series 63, Series 7 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
29 years in the financial services industry
Current & Past Employments
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Current Firm
BERGER DISTRIBUTORS LLC | BERGER DISTRIBUTORS, INC.
Contact Information
Established
Colorado since 09/30/1999Firm Type
Limited Liability CompanyFiscal Year End
DecemberDocuments
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BERGER FINANCIAL GROUP LLC | MEMBER/OWNER | — |
| BOSCH, ANTHONY RAYMOND | PRESIDENT, CEO, MANAGER & CHIEF COMPLIANCE OFFICER | 4333203 |
| FERRIE, BRIAN SCOTT | VICE PRESIDENT, TREASURER & CHIEF FINANCIAL OFFICER | 1649074 |
| ISEMAN, ANDREW JAMES | MANAGER | 2337042 |
| TEAGUE, JANICE MARGUERITE | VICE PRESIDENT & SECRETARY | 1849740 |
| VREELAND, BARBARA SUE | ASSISTANT SECRETARY | 1662634 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jul 1997About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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