Philip D. Cox

BLUESTONE WEALTH PLANNING

Atlanta, GA 30339

Some features on this profile are disabled

CRD#: 2858433

Professional summary

Philip Dunwoody Cox JR, CFP® is a registered financial advisor currently at BLUESTONE WEALTH PLANNING, LLC located in Atlanta, Georgia.

Philip is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Philip has worked at 7 firms and has passed the Series 65, Series 63, Series 7, Series 52, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Philip Dunwoody Cox JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2003

Experience

Current

October 31, 2013 - Present

BLUESTONE WEALTH PLANNING, LLC

Office #1: 3350 Riverwood Pkwy, Nw Suite 1900, Atlanta, GA 30339

RIA

CRD#: 169555

Atlanta, GA

Past

April 1, 2010 - October 23, 2013

INTL ADVISORY CONSULTANTS INC.

RIA

CRD#: 130888

BIRMINGHAM, AL

Past

March 15, 2010 - October 23, 2013

STONEX SECURITIES INC.

CRD#: 18456

DACULA, GA

Past

September 26, 2007 - March 15, 2010

J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC

RIA

CRD#: 124446

ATLANTA, GA

Past

August 14, 2007 - March 15, 2010

J.P. TURNER & COMPANY, L.L.C.

CRD#: 43177

ATLANTA, GA

Past

February 26, 2004 - September 7, 2005

DUNWOODY BROKERAGE SERVICES, INC.

CRD#: 31183

ATLANTA, GA

Past

March 25, 1997 - July 8, 2002

AMERIPRISE ADVISOR SERVICES, INC.

CRD#: 5979

DETROIT, MI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(10/31/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/1/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/20/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/10/1997

General Securities Representative Examination

General Industry/Product Exam

Series 52

Date: 3/10/1997

Municipal Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 4/12/2000

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 3/17/2000

General Securities Sales Supervisor - Options Module Examination

Current Firm

BLUESTONE WEALTH PLANNING, LLC

BLUESTONE PLANNING | BLUESTONE WEALTH PLANNING, LLC | BLUESTONE WEALTH AND RETIREMENT | BLUESTONE PLANNING, LLC

CRD#: 169555 / SEC#:

Georgia

Registered Investment Advisory firm - (10/31/2013 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

3350 Riverwood Pkwy, Nw Suite 1900, Atlanta, GA 30339

Mailing Address

Phone number

(404) 382-0207

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	28
AUM (Assets Under Management)	$ 5,985,874

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Robert Busby

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Atlanta, GA

Tyrane Perry

J.P. MORGAN SECURITIES LLC

IAR

Atlanta, GA

Alexander Paslay

KESTRA ADVISORY SERVICES, LLC

IAR

Woodstock, GA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Philip D. Cox

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Philip Dunwoody Cox JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

INTL ADVISORY CONSULTANTS INC.

STONEX SECURITIES INC.

J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC

J.P. TURNER & COMPANY, L.L.C.

DUNWOODY BROKERAGE SERVICES, INC.

AMERIPRISE ADVISOR SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/1/2001

Series 63

Date: 3/20/1997

Series 7

Date: 6/10/1997

Series 52

Date: 3/10/1997

Series 10

Date: 4/12/2000

Series 9

Date: 3/17/2000

Current Firm

BLUESTONE WEALTH PLANNING, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BLUESTONE WEALTH PLANNING, LLC

TRUST BUT VERIFY

Similar Advisors